DFX Intelligence

I•••• A•••• M••••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

I•••• A•••• M••••••••• L••••••

CRD 161698

ROAD TOWN, TORTOLA

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Search this name across graphsid dfx:ria:8061c389-cbb6-f6c6-e39a-241e75f0538d

Data as of Jul 31, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Dec 4, 2015 to Jul 31, 2023
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $42.8M••• Locked
Discretionary RAUM: $42.8M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I•••• A••••• F•••	Other Private Fund	$28.3M	Jul 31, 2023	8	Jul 19, 2019	reported	n/a
I•••• A•••••• O••••••••• F••• L••••••	Other Private Fund	$10.6M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•• F•••••••• L••••••	Shareholder	E	yes	04/2015	Mar 30, 2016	Jul 31, 2023
I•••• H••••••• L••••••	DIRECT OWNER	E	yes	02/2003	Dec 4, 2015	Jul 31, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•••• A•••• M••••••••• ••• L••	n/a	n/a	n/a	N	yes	n/a
I•••• A•••• M••••••••• ••••••••• P•••••• L••••••	n/a	n/a	n/a	N	yes	n/a
I•••• C•••••• S••••••••• ••••••••• L••••••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
GRAND BAIE	n/a	Mauritius	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$42.8M	$97.2M	-56.0%	$60.8M	-11.1%	5	6	1	1

Relationships

Advises (5)

→ I•••• A••••• F•••Private fundOther Private Fund, IA
Jul 19, 2019 to presentfactForm ADV
→ I•••• A••••• S••••• S•• L•••••• • I•••• Z••••••• F••• S••••••••• P••••••••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ I•••• A•••••• O••••••••• F••• L••••••Private fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ I•••• A••••• S••••• S•• L•••••• • I•••• N•••••• F••• S••••••••• P••••••••

Dated events

Occurred
Jul 31, 2020
Control person left
Batsirai Craig Bandason (Director) no longer on Schedule A of I•••• A•••• M••••••••• L•••••• (listed 2019-07-19, absent 2020-07-31)
Form ADVobserved 7 days ago
Occurred
Dec 4, 2015
First Form ADV filing
I•••• A•••• M••••••••• L•••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8061c389-cbb6-f6c6-e39a-241e75f0538d
First observed: Dec 4, 2015
Last observed: Jul 31, 2023 38 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.