DFX Intelligence

S••• M• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

S••• M• L•••••••

Advisor at G• C•••••• M••••••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:806323bf-2ed5-70e8-95cc-1f972e2229ef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 20, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G• C•••••• M••••••••• L••	Independent wealth	Jul 23, 2025	n/a	yes	COLUMBUS, OH	Current employment
M••••• S••••••	Wirehouse	Jul 20, 2021	Dec 13, 2021	no	Columbus, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	G• C•••••• M••••••••• L••	Dec 13, 2021	Jul 23, 2025	1,318	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (2)

→ G• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jul 23, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 20, 2021 to Dec 13, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:806323bf-2ed5-70e8-95cc-1f972e2229ef
First observed: Jul 20, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.