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Advisor at HIGHTOWER ADVISORS, LLC
Alpharetta, GA | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Feb 11, 2022 | n/a | yes | Alpharetta, GA|CHICAGO, IL | Current employment |
| BLUEROCK WEALTH MANAGEMENT, LLC | Former SEC adviser | Mar 5, 2021 | Dec 10, 2021 | no | ALPHARETTA, GA | Previous registration |
| HOMRICH BERG | Former SEC adviser | Jul 30, 2020 | Feb 8, 2021 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BLUEROCK WEALTH MANAGEMENT, LLC | HIGHTOWER ADVISORS, LLC | Dec 10, 2021 | Feb 11, 2022 | 63 | Firm change | RIA to ibd |
| HOMRICH BERG | BLUEROCK WEALTH MANAGEMENT, LLC | Feb 8, 2021 | Mar 5, 2021 | 25 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 305670:145323:GA:2021-12-10 | Dec 10, 2021 | Feb 11, 2022 | ALPHARETTA, GA | Firm change |