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W••••• C•••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

W••••• C•••••• A•••••••

W••••• C•••••• A••••••• INC., CRD 309895

GARDEN CITY, NY

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Search this name across graphsid dfx:ria:806eb263-61b4-4c1a-a7a6-9555dc3c02c9

Data as of Nov 17, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 2
Observed: Nov 17, 2020 to Nov 17, 2020
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W••••• C•••••• A•••••••

Private equity manager · shared crd

Venture Capitalidentity

W••••• C•••••• A•••••••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2020-11-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
W•• V••••••• F••• L••	Venture Capital Fund	$2.1M	Mar 28, 2024	57	Nov 17, 2020	reported	021-384410
W•• V••••••• A•••• F••• L••	Private Equity Fund	$1.7M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• G••••••• P••••••	CHIEF COMPLIANCE OFFICER	Na	yes	07/2020	Nov 17, 2020	Nov 17, 2020
W•••••• J••••• J•••	President	E	yes	07/2020	Nov 17, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
W• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
W••••• C•••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	yes

Relationships

Advises (3)

→ W•• V••••••• A•••• F••• L••Private fundPrivate Equity Fund, ERA
Mar 31, 2023 to presentfactForm ADV
→ W•• V••••••• A•••• F••• I• L••Private fundPrivate Equity Fund, ERA
Mar 31, 2023 to presentfactForm ADV
→ W•• V••••••• F••• L••Private fundVenture Capital Fund, ERA
Nov 17, 2020 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Nov 17, 2020
First Form ADV filing
W••••• C•••••• A••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:806eb263-61b4-4c1a-a7a6-9555dc3c02c9
First observed: Nov 17, 2020
Last observed: Nov 17, 2020 71 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.