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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | GREEN BAY, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 1, 2019 | n/a | yes | GREEN BAY, WI|PLYMOUTH, MN | Current employment |
| SUMMIT PLANNING GROUP LLC | Former SEC adviser | Jun 3, 2014 | Apr 5, 2019 | no | GREEN BAY, WI | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 21, 2014 | Dec 31, 2014 | no | GREEN BAY, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT PLANNING GROUP LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Apr 5, 2019 | Apr 1, 2019 | -4 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | SUMMIT PLANNING GROUP LLC | Dec 31, 2014 | Jun 3, 2014 | -211 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 139519:116407:WI:2019-04-05 | Apr 5, 2019 | Apr 1, 2019 | GREEN BAY, WI | Firm change |