This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$22.1MItem 5.F on the latest filing (2025-06-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$22.0M

Private client RAUM

$15.1MderivedItem 5.D individuals plus high net worth individuals

Private client share

68%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$22.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

16

Individual clients

5

High net worth clients

1

SEC number

801-131639

CRD

334060

Filings on the tape

11

First filed

Nov 15, 2024

Latest filed

Jun 26, 2025

Organised

Limited Liability Company, CA

Website

davidwardcfa.com

• Occurred

  Nov 15, 2024
  First Form ADV filing

  Brookside Strategy And Consulting filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:80794b2a-a477-93a8-666e-c867960265e0

First observed

Nov 15, 2024

Last observed

Jun 26, 2025 15 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.