DFX Intelligence

J••• D••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J••• D••• M••••••••

Advisor at U• S• B••••• C•••••• C•••••••••

LINCOLN, MA | Carlisle, MA

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Search this name across graphsid dfx:ria:80979f63-a6f9-259c-d4b5-591983427291

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 1
Observed: Jul 7, 2021 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J••• D••• M••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U• S• B••••• C•••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U• S• B••••• C•••••• C•••••••••	Independent wealth	May 15, 2024	n/a	yes	LINCOLN, MA\|Carlisle, MA	Current employment
P••• T••• P•••••••• L•	Former SEC adviser	Jul 7, 2021	Sep 18, 2025	no	LINCOLN, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• T••• P•••••••• L•	U• S• B••••• C•••••• C•••••••••	Sep 18, 2025	May 15, 2024	-491	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
152581:5251:MA:2025-09-18	Sep 18, 2025	May 15, 2024	LINCOLN, MA	Firm change after gap

Relationships

Registered with (2)

→ U• S• B••••• C•••••• C•••••••••Registered adviserregistration: current employment
May 15, 2024 to presentfactForm ADV
→ P••• T••• P•••••••• L•Registered adviserregistration: previous registration
Jul 7, 2021 to Sep 18, 2025factForm ADV

Dated events

Occurred
Sep 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80979f63-a6f9-259c-d4b5-591983427291
First observed: Jul 7, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.