DFX Intelligence

P••••••• I••••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

P••••••• I••••••••• P•••••••• L••

CRD 160683

DALLAS, TX

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Search this name across graphsid dfx:ria:80a6f6f3-5b7f-60c2-813d-04d27c7bf7a1

Data as of Mar 28, 2013 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 1
Observed: Feb 13, 2012 to Mar 28, 2013
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••••••• I••••••••• P•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $177M••• Locked
Discretionary RAUM: $177M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••• 2••• E••••• F•••• L•	Private Equity Fund	$21.2M	Mar 26, 2024	26	Feb 13, 2012	reported	021-85410

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••••• F••••• B•••••	MANAGING MEMBER & MANAGING DIRECTOR	D	yes	08/1999	Feb 13, 2012	Mar 28, 2013
J••••••• J••••• L••••••••	MEMBER & MANAGING DIRECTOR	C	yes	01/2006	Feb 13, 2012	Mar 28, 2013

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P••••••• 2••• E••••• P•••••••• L••	n/a	n/a	n/a	Y	yes	n/a
P••••••• 2••• E••••• P•••••••• L•	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 28, 2013	$177M	$177M	6	4	n/a	1	$148M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$177M	n/a	n/a	n/a	n/a	6	n/a	n/a	n/a

Relationships

Affiliated with (1)

← R•••• C•••••• G••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ P••••••• 2••• E••••• F•••• L•Private fundPrivate Equity Fund, ERA
Feb 13, 2012 to presentfactForm ADV

Controls (3)

← F•••••••• F••••• B•••••OwnerMANAGING MEMBER & MANAGING DIRECTOR, ownership code D, individual
Feb 13, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80a6f6f3-5b7f-60c2-813d-04d27c7bf7a1
First observed: Feb 13, 2012
Last observed: Mar 28, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.