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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

LAKE CAPITAL MANAGEMENT LLC

CRD 159508

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:80af6fac-4d53-65ca-9299-3e6d840136ab

Data as of Mar 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: Feb 13, 2012 to Mar 30, 2022
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Lake Capital Management LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $243MItem 5.F on the latest filing (2022-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $243M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $243Mgross asset value as reported per fund; never fund size
Custody, client assets: $243M
SEC number: 801-73549
CRD: 159508
Filings on the tape: 13
First filed: Feb 13, 2012
Latest filed: Mar 30, 2022
Organised: Limited Liability Company, Colorado

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DVC WORLDWIDE LLC	Private Equity Fund	$4.2M	Feb 13, 2012	45	Feb 13, 2012	dropped	021-99999

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRAUNKE, TERENCE, MICHAEL	SOLE MEMBER	E	yes	06/2001	Feb 13, 2012	Mar 30, 2022
GRAUNKE, TERENCE, MICHAEL	CHAIRMAN AND CHIEF EXECUTIVE OFFICER	Na	yes	06/2001	Feb 13, 2012	Mar 30, 2022
LAKE CREEK, LLC	Member	D	yes	06/2001	Feb 13, 2012	Mar 30, 2022
YOVOVICH, PAUL, GEORGE	PRESIDENT AND MEMBER	D	yes	06/2001	Feb 13, 2012	Mar 30, 2022
HAYES, MICHAEL, JOHN	CHIEF COMPLIANCE OFFICER	Na	no	02/2012	Feb 13, 2012	Mar 30, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LAKE CAPITAL INVESTMENT PARTNERS II LP	n/a	n/a	n/a	N	yes	n/a
LAKE CAPITAL INVESTMENT PARTNERS LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022	$243M	$243M	9	5	0	2	$243M
2020	Mar 30, 2021	$206M	$206M	9	5	0	2	$206M
2019	Mar 29, 2020	$282M	$282M	9	5	0	2	$282M
2018	Mar 28, 2019	$292M	$292M	9	5	0	2	$292M
2017	Mar 29, 2018	$321M	$321M	9	5	0	2	$321M
2016	Mar 30, 2017	$510M	$510M	15	6	n/a	2	$510M
2015	Mar 30, 2016	$523M	$523M	17	7	n/a	2	$523M
2014	Mar 30, 2015	$493M	$493M	20	8	n/a	2	$493M
2013	Mar 28, 2014	$497M	$497M	20	8	n/a	2	$497M
2012	Mar 28, 2013	$650M	$650M	24	10	n/a	2	$650M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$243M	$206M	18.0%	$292M	-5.9%	9	9	0	0

Relationships

Controls (3)

← GRAUNKE, TERENCE, MICHAELOwnerSOLE MEMBER, ownership code E, individual
Feb 13, 2012 to presentfactForm ADV
← YOVOVICH, PAUL, GEORGEOwnerPRESIDENT AND MEMBER, ownership code D, individual
Feb 13, 2012 to presentfactForm ADV
← LAKE CREEK, LLCOwnerMEMBER, ownership code D, domestic entity
Feb 13, 2012 to presentfactForm ADV

Owns (1)

← HAYES, MICHAEL, JOHNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV

Advises (1)

→ DVC WORLDWIDE LLCPrivate fundPrivate Equity Fund, IA, no longer reported
Feb 13, 2012 to Feb 13, 2012factForm ADV

Dated events

Occurred
Mar 29, 2018
Regulatory AUM changed
Lake Capital Management Llc reported RAUM $321.0M, down 37% from $509.9M (2017-09-14 to 2018-03-29)
Form ADVobserved 4 days ago
$-189M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80af6fac-4d53-65ca-9299-3e6d840136ab
First observed: Feb 13, 2012
Last observed: Mar 30, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LAKE CAPITAL MANAGEMENT LLC

CRD 159508

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:80af6fac-4d53-65ca-9299-3e6d840136ab

Data as of Mar 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DVC WORLDWIDE LLC

Private Equity Fund

$4.2M

Feb 13, 2012

dropped

021-99999

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRAUNKE, TERENCE, MICHAEL

SOLE MEMBER

yes

06/2001

Feb 13, 2012

Mar 30, 2022

GRAUNKE, TERENCE, MICHAEL

CHAIRMAN AND CHIEF EXECUTIVE OFFICER

yes

06/2001

Feb 13, 2012

Mar 30, 2022

LAKE CREEK, LLC

Member

yes

06/2001

Feb 13, 2012

Mar 30, 2022

YOVOVICH, PAUL, GEORGE

PRESIDENT AND MEMBER

yes

06/2001

Feb 13, 2012

Mar 30, 2022

HAYES, MICHAEL, JOHN

CHIEF COMPLIANCE OFFICER

02/2012

Feb 13, 2012

Mar 30, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LAKE CAPITAL INVESTMENT PARTNERS II LP

n/a

yes

n/a

LAKE CAPITAL INVESTMENT PARTNERS LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 30, 2022

$243M

2020

Mar 30, 2021

$206M

2019

Mar 29, 2020

$282M

2018

Mar 28, 2019

$292M

2017

Mar 29, 2018

$321M

2016

Mar 30, 2017

$510M

n/a

$510M

2015

Mar 30, 2016

$523M

n/a

$523M

2014

Mar 30, 2015

$493M

n/a

$493M

2013

Mar 28, 2014

$497M

n/a

$497M

2012

Mar 28, 2013

$650M

n/a

$650M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$243M

$206M

18.0%

$292M

-5.9%