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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
AUGUSTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 22, 2021 | n/a | yes | AUGUSTA, GA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 9, 2013 | Mar 25, 2021 | no | AUGUSTA, GA|SAVANNAH, GA|SAVANNAH, GA|FORT GORDON, GA|ATLANTA, GA|HEPHZIBAH, GA|AUGUSTA, GA|ATLANTA, GA|HEPHZIBAH, GA|AIKEN, SC|ATLANTA, GA|FORT GORDON, GA|NORTH AUGUSTA, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Mar 25, 2021 | Mar 22, 2021 | -3 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:SC:2021-03-25 | Mar 25, 2021 | Mar 22, 2021 | NORTH AUGUSTA, SC | Firm change |