DFX Intelligence

F••••• S••• C•••••• U• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

F••••• S••• C•••••• U• L•

CRD 332445

BOCA RATON, FL

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Search this name across graphsid dfx:ria:80b82e7f-7e60-9097-183b-50bfd0e8e38a

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Jul 15, 2024 to Mar 27, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.7B••• Locked
Discretionary RAUM: $3.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••••• S••• L••• S•••• L••	Hedge Fund	$1.1B	Nov 5, 2024	88	Sep 24, 2018	reported	021-211323
F••••• S••• D•••••••• L••	Hedge Fund	$42.4M	Nov 5, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••• S••• C•••••• L•	Owner	E	yes	07/2024	Jul 15, 2024	Nov 5, 2024
F•• ••• L••	GENERAL PARTNER	Na	yes	07/2024	Aug 27, 2024	Nov 5, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••• S••• C•••••• L•	n/a	n/a	n/a	N	yes	n/a
F•• ••• L••	n/a	n/a	n/a	N	yes	n/a
L• N••• C•••••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.7B	$2.4B	54.3%	n/a	n/a	3	3	0	0

Relationships

Advises (2)

→ F••••• S••• D•••••••• L••Private fundHedge Fund, IA
Mar 20, 2019 to presentfactForm ADV
→ F••••• S••• L••• S•••• L••Private fundHedge Fund, IA
Sep 24, 2018 to presentfactForm ADV

Controls (7)

← M••••••••• A••••• N••••OwnerINDIRECT OWNER, ownership code E, individual
Jul 15, 2024 to Nov 5, 2024factForm ADV
← F••••• S••• C•••••• L•Owner

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
F••••• S••• C•••••• U• L• reported RAUM $3.7B, up 54% from $2.4B (2025-09-04 to 2026-03-27)
Form ADVobserved 7 days ago
$1.3B
Occurred
Mar 27, 2025
Regulatory AUM changed
F••••• S••• C•••••• U• L• reported RAUM $2.4B, up 57% from $1.5B (2024-11-05 to 2025-03-27)
Form ADVobserved 7 days ago
$866M
Occurred
Jul 15, 2024
First Form ADV filing
F••••• S••• C•••••• U• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80b82e7f-7e60-9097-183b-50bfd0e8e38a
First observed: Jul 15, 2024
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.