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Advisor at CETERA INVESTMENT ADVISERS LLC
MESA, AZ | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 9, 2024 | n/a | yes | PHOENIX, AZ|MESA, AZ | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Apr 6, 2018 | Dec 16, 2024 | no | TEMPE, AZ|PHOENIX, AZ|SCOTTSDALE, AZ|Meza, AZ|Scottsdale, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | CETERA INVESTMENT ADVISERS LLC | Dec 16, 2024 | Dec 9, 2024 | -7 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:105644:AZ:2024-12-16 | Dec 16, 2024 | Dec 9, 2024 | SCOTTSDALE, AZ | Firm change |