DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• C•••••• A••••••• S•••••••
Keller, TX | FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• C•••••• A••••••• S••••••• | Bd affiliated wealth | Jul 30, 2024 | n/a | yes | Keller, TX|FORT WORTH, TX | Current employment |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Aug 26, 2015 | Jun 12, 2024 | no | DENVER, CO|Frisco, TX|Keller, TX|Frisco, TX|CHARLOTTE, NC|Keller, TX|Charlotte, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• A•• P••••••• S••••••• | F•••• C•••••• A••••••• S••••••• | Jun 12, 2024 | Jul 30, 2024 | 48 | Firm change | Ibd to ibd |
| S••••• W••••• A•••••••• I••• | A••••• A•• P••••••• S••••••• | Jun 5, 2015 | Aug 26, 2015 |
| Previous registration |
| S••••• W••••• A•••••••• I••• | No RAUM reported | Oct 29, 2013 | Jun 5, 2015 | no | LONE TREE, CO | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Feb 5, 2013 | Oct 29, 2013 | no | ENGLEWOOD, CO|ENGLEWOOD, CO|Lone Tree, CO | Previous registration |
| I••••••••• S••••••• G••••• I••• | Former SEC adviser | Jan 23, 2008 | Aug 27, 2009 | no | LAKEWOOD, CO|DENVER, CO | Previous registration |
| I••••••••• C••••••• I•• | n/a | Apr 28, 2006 | Apr 7, 2008 | no | LAKEWOOD, CO | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | May 5, 2005 | Feb 15, 2006 | no | HOUSTON, TX | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 1, 2003 | Jan 29, 2004 | no | HOUSTON, TX | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Apr 14, 2003 | Sep 26, 2003 | no | HOUSTON, TX | Previous registration |
| 82 |
| Firm change |
| Other |
| C•••••• S••••• • C••• I••• | S••••• W••••• A•••••••• I••• | Oct 29, 2013 | Oct 29, 2013 | 0 | Channel change | Other |
| I••••••••• S••••••• G••••• I••• | C•••••• S••••• • C••• I••• | Aug 27, 2009 | Feb 5, 2013 | 1,258 | Firm change after gap | Other |
| I••••••••• C••••••• I•• | I••••••••• S••••••• G••••• I••• | Apr 7, 2008 | Jan 23, 2008 | -75 | Firm change after gap | Other |
| M•• I•••••••• S•••••••• L•• | I••••••••• C••••••• I•• | Feb 15, 2006 | Apr 28, 2006 | 72 | Firm change | Other |
| L•• F•••••••• L•• | M•• I•••••••• S•••••••• L•• | Jan 29, 2004 | May 5, 2005 | 462 | Firm change after gap | Other |
| E•••••••• A•••••••• L•• | L•• F•••••••• L•• | Sep 26, 2003 | Oct 1, 2003 | 5 | Firm change | Other |