DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••••• A••••••• L••
UNIONTOWN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | n/a | yes | UNIONTOWN, OH | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Mar 25, 2022 | Mar 31, 2025 | no | UNIONTOWN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| C••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Nov 4, 2021 | Mar 25, 2022 |
| C••••• A••••••• L•• | Former SEC adviser | Apr 16, 2021 | Nov 4, 2021 | no | AKRON, OH | Previous registration |
| T••••• F••••••••• I••• | Independent wealth | Aug 17, 2018 | Mar 16, 2021 | no | CANTON, OH | Previous registration |
| K•• I••••••••• S••••••• L•• | Bd affiliated wealth | Sep 21, 2015 | Aug 20, 2018 | no | Columbus, OH|HARTVILLE, OH | Previous registration |
| A••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Mar 16, 2015 | Sep 18, 2015 | no | ALLIANCE, OH | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Apr 3, 2013 | Mar 11, 2015 | no | NORTON, OH|HARTVILLE, OH|ATWATER, OH | Previous registration |
| F••••••••• A•••••••• I••• | n/a | Jan 20, 2010 | Apr 18, 2013 | no | AKRON, OH|AKRON, OH | Previous registration |
| 141 |
| Firm change |
| Ibd to ibd |
| T••••• F••••••••• I••• | C••••• A••••••• L•• | Mar 16, 2021 | Apr 16, 2021 | 31 | Firm change | RIA to ibd |
| K•• I••••••••• S••••••• L•• | T••••• F••••••••• I••• | Aug 20, 2018 | Aug 17, 2018 | -3 | Firm change | Other |
| A••••••• F•••••••• A•••••••• L•• | K•• I••••••••• S••••••• L•• | Sep 18, 2015 | Sep 21, 2015 | 3 | Firm change | Other |
| J••• M••••• S••••••••• L•• | A••••••• F•••••••• A•••••••• L•• | Mar 11, 2015 | Mar 16, 2015 | 5 | Firm change | Other |
| F••••••••• A•••••••• I••• | J••• M••••• S••••••••• L•• | Apr 18, 2013 | Apr 3, 2013 | -15 | Firm change | Other |