This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMPASS FINANCIAL MANAGEMENT LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 28, 1984earliest registration or exam on IAPD

Years in industry

41derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63

First exam

Dec 28, 1984

First registration

Jan 1, 1992

Dual registered

no

Other names

WENDELL BRENEMAN STEWART

IAPD individual key

1300285

• Occurred

  Mar 14, 2025
  Advisor changed firm

  Wendell Breneman Stewart left Executive Financial Services, Inc. for Investacorp Advisory Services Inc (registered 1999-01-21)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:80e91af8-c6d1-12c1-c83f-4db52dcb68e5

First observed

Jan 1, 1992

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.