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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

CHRISTOPHER ALBERT JACOBS

Advisor at RBC CAPITAL MARKETS, LLC

SPOKANE, WA

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Search this name across graphsid dfx:ria:80f20ff2-884f-3e13-1cd8-c8608198cf42

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 5, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: Feb 5, 1994
First registration: Aug 9, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2443589

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	May 10, 2018	n/a	yes	SPOKANE, WA\|SPOKANE, WA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 28, 2016	Apr 30, 2018	no	SPOKANE, WA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 20, 2016	no	SPOKANE, WA\|Spokane, WA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Dec 5, 2008	Jun 1, 2009	no	SPOKANE, WA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 12, 2006	Dec 16, 2008	no	SPOKANE, WA\|WEEHAWKEN, NJ\|SPOKANE, WA	Previous registration
PIPER SANDLER & CO.	Institutional manager	Aug 9, 2004	Aug 12, 2006	no	SPOKANE, WA\|MINNEAPOLIS, MN\|SPOKANE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RBC CAPITAL MARKETS, LLC	Apr 30, 2018	May 10, 2018	10	Firm change	Wirehouse to ibd
MORGAN STANLEY	WELLS FARGO ADVISORS	Jul 20, 2016	Jun 28, 2016	-22	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY & CO. LLC	Dec 16, 2008	Dec 5, 2008	-11	Firm change	Other
PIPER SANDLER & CO.	UBS FINANCIAL SERVICES INC.	Aug 12, 2006	Aug 12, 2006	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:31194:WA:2018-04-30	Apr 30, 2018	May 10, 2018	SPOKANE, WA	Firm change

Relationships

Registered with (6)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
May 10, 2018 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 28, 2016 to Apr 30, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 20, 2016factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Dec 5, 2008 to Jun 1, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 12, 2006 to Dec 16, 2008factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Aug 9, 2004 to Aug 12, 2006factForm ADV

Dated events

No dated event names this entity yet.