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Reading the graph
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Advisor at D••• A•••••••• C•••••• L••
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D••• A•••••••• C•••••• L•• | State registered | Jun 22, 2026 | n/a | yes | MIAMI, FL | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jul 29, 2022 | Jul 6, 2026 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | D••• A•••••••• C•••••• L•• | Jul 6, 2026 | Jun 22, 2026 | -14 | Firm change | Ibd to state RIA |
| R•••••• J•••• • A••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jul 21, 2022 |
| Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Mar 12, 2019 | Jul 21, 2022 | no | Naples, FL|Coral Gables, FL | Previous registration |
| M••••••••• C•••••• M••••••••• L•• | Former SEC adviser | Apr 19, 2006 | Nov 13, 2018 | no | COCONUT GROVE, FL|MIAMI, FL|MIAMI BEACH, FL|CORAL GABLES, FL | Previous registration |
| L••• M•••• W••• W•••••• I••••••••• | n/a | Aug 26, 2004 | Jan 30, 2006 | no | NAPLES, FL | Previous registration |
| Jul 29, 2022 |
| 8 |
| Firm change |
| Ibd to ibd |
| M••••••••• C•••••• M••••••••• L•• | R•••••• J•••• • A••••••••• I••• | Nov 13, 2018 | Mar 12, 2019 | 119 | Firm change | Other |
| L••• M•••• W••• W•••••• I••••••••• | M••••••••• C•••••• M••••••••• L•• | Jan 30, 2006 | Apr 19, 2006 | 79 | Firm change | Other |