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A• F• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

A• F• D••••

Advisor at K•••• A•••• M••••••••• L••

CHICAGO, IL | Richmond, TX

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Search this name across graphsid dfx:ria:8101e491-bf11-2066-432d-8f7fe467a89d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 30, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 30, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K•••• A•••• M••••••••• L••	Independent wealth	Nov 17, 2025	n/a	yes	CHICAGO, IL\|Richmond, TX	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 2, 2016	Nov 10, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	K•••• A•••• M••••••••• L••	Nov 10, 2025	Nov 17, 2025	7	Firm change	Ibd to RIA
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 22, 2016

Relationships

Registered with (5)

→ K•••• A•••• M••••••••• L••Registered adviserregistration: current employment
Nov 17, 2025 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
May 2, 2016 to Nov 10, 2025factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
May 1, 2015 to Sep 22, 2016factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Nov 10, 2025
A•••••• firm change
A• F• D•••• left K••••• A••••••• S•••••••• L•• for K•••• A•••• M••••••••• L•• (registered 2025-11-17)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8101e491-bf11-2066-432d-8f7fe467a89d
First observed: Jul 30, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.