DFX Intelligence

W•••••• F•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)38 years in industry

W•••••• F•••• C•••••••

Advisor at D•••••••• • C•••••• L••

VIRGINIA BEACH, VA | BOZEMAN, MT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:810350e4-ebf8-08d1-997f-a6cc530c6082

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• • C•••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• • C•••••• L••	Bd affiliated wealth	Feb 11, 2009	n/a	yes	VIRGINIA BEACH, VA\|BOZEMAN, MT	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Feb 21, 2006	Mar 2, 2009	no	VIRGINIA BEACH, VA\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	D•••••••• • C•••••• L••	Mar 2, 2009	Feb 11, 2009	-19	Firm change	Other
L••• M•••• W••• W•••••• I•••••••••	C•••••••• G••••• M•••••• I•••	Feb 21, 2006	Feb 21, 2006

Relationships

Registered with (3)

→ D•••••••• • C•••••• L••Registered adviserregistration: current employment
Feb 11, 2009 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Feb 21, 2006 to Mar 2, 2009factForm ADV
→ L••• M•••• W••• W•••••• I•••••••••Registered adviserregistration: previous registration
Apr 23, 2001 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:810350e4-ebf8-08d1-997f-a6cc530c6082
First observed: Apr 23, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.