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Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Macon, GA | STAMFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Bd affiliated wealth | Feb 4, 2026 | n/a | yes | STAMFORD, CT|Macon, GA | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jul 7, 2015 | Feb 12, 2026 | no | MACON, GA|MACON, GA | Previous registration |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Aug 8, 2007 | Jul 7, 2015 | no | MACON, GA|BIRMINGHAM, AL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 25, 2006 | Jun 22, 2007 | no | WARNER ROBINS, GA|WARNER ROBINS, GA|WARNER ROBINS, GA|MACON, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Feb 12, 2026 | Feb 4, 2026 | -8 | Firm change | Ibd to ibd |
| STERNE AGEE ASSET MANAGEMENT, INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jul 7, 2015 | Jul 7, 2015 | 0 | Bulk transfer | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | STERNE AGEE ASSET MANAGEMENT, INC. | Jun 22, 2007 | Aug 8, 2007 | 47 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 793:283004:GA:2026-02-12 | Feb 12, 2026 | Feb 4, 2026 | MACON, GA | Firm change |