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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ATWATER MALICK

ATWATER MALICK, LLC, CRD 147972

LANCASTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:811c6da1-ad6b-113a-5999-8b1a0bb3ebfb

Data as of Apr 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 1
Observed: May 3, 2016 to Apr 8, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Atwater Malick

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.8 fund_share=0.0 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $687MItem 5.F on the latest filing (2026-04-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $687M
Private client RAUM: $551MderivedItem 5.D individuals plus high net worth individuals
Private client share: 80%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $229Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 947
Individual clients: 122
High net worth clients: 163
SEC number: 801-107806
CRD: 147972
Filings on the tape: 19
First filed: May 3, 2016
Latest filed: Apr 8, 2026
Organised: Limited Liability Company, PA
Website: atwatermalick.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MATTHEW CHARLES MALICK	Certified Financial Planner\|Chartered Financial Analyst	LANCASTER, PA	18	18	n/a	no
BENJAMIN H. ATWATER	n/a	LANCASTER, PA	18	18	n/a	no
MEGHAN AMANDA BAUM	n/a	LANCASTER, PA	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ATWATER, BENJAMIN, H.	MANAGING MEMBER	D	yes	08/2008	May 3, 2016	Jan 11, 2024
MALICK, MATTHEW, CHARLES	MANAGING MEMBER	D	yes	08/2008	May 3, 2016	Jan 11, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 10 of 12

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 8, 2026	$687M	$687M	6	2	0	n/a	n/a
2024	Feb 13, 2025	$587M	$587M	5	2	0	n/a	n/a
2023	Jan 11, 2024	$482M	$482M	5	2	0	n/a	n/a
2022	Jan 11, 2023	$392M	$392M	4	2	0	n/a	n/a
2021	Jan 4, 2022	$405M	$405M	4	2	0	n/a	n/a
2020	Jan 17, 2021	$311M	$311M	4	2	0	n/a	n/a
2019	Jan 24, 2020	$283M	$283M	4	2	0	n/a	n/a
2018	Jan 14, 2019	$216M	$216M	4	2	0	n/a	n/a
2017	Jan 9, 2018	$186M	$186M	4	2	0	n/a	n/a
2016	Mar 21, 2017	$152M	$152M	4	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$687M	$587M	17.2%	$392M	20.6%	6	5	0	0

Relationships

Registered with (4)

← MEGHAN AMANDA BAUMAdvisorregistration: current employment
May 26, 2026 to presentfactForm ADV
← MATTHEW CHARLES MALICKAdvisorregistration: current employment
Sep 19, 2008 to presentfactForm ADV
← BENJAMIN H. ATWATERAdvisorregistration: current employment
Sep 19, 2008 to presentfactForm ADV
← BETH ANN VULOPASAdvisorregistration: previous registration
May 9, 2019 to Jul 18, 2019factForm ADV

Controls (2)

← MALICK, MATTHEW, CHARLESOwnerMANAGING MEMBER, ownership code D, individual
May 3, 2016 to Jan 11, 2024factForm ADV
← ATWATER, BENJAMIN, H.OwnerMANAGING MEMBER, ownership code D, individual
May 3, 2016 to Jan 11, 2024factForm ADV

Dated events

Occurred
May 3, 2016
First Form ADV filing
Atwater Malick, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:811c6da1-ad6b-113a-5999-8b1a0bb3ebfb
First observed: May 3, 2016
Last observed: Apr 8, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ATWATER MALICK

ATWATER MALICK, LLC, CRD 147972

LANCASTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:811c6da1-ad6b-113a-5999-8b1a0bb3ebfb

Data as of Apr 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MATTHEW CHARLES MALICK

Certified Financial Planner|Chartered Financial Analyst

LANCASTER, PA

n/a

BENJAMIN H. ATWATER

n/a

LANCASTER, PA

n/a

MEGHAN AMANDA BAUM

n/a

LANCASTER, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ATWATER, BENJAMIN, H.

MANAGING MEMBER

yes

08/2008

May 3, 2016

Jan 11, 2024

MALICK, MATTHEW, CHARLES

MANAGING MEMBER

yes

08/2008

May 3, 2016

Jan 11, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 8, 2026

$687M

n/a

2024

Feb 13, 2025

$587M

n/a

2023

Jan 11, 2024

$482M

n/a

2022

Jan 11, 2023

$392M

n/a

2021

Jan 4, 2022

$405M

n/a

2020

Jan 17, 2021

$311M

n/a

2019

Jan 24, 2020

$283M

n/a

2018

Jan 14, 2019

$216M

n/a

2017

Jan 9, 2018

$186M

n/a

2016

Mar 21, 2017

$152M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$687M

$587M

17.2%

$392M

20.6%