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Advisor at 1919 INVESTMENT COUNSEL, LLC
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| 1919 INVESTMENT COUNSEL, LLC | Independent wealth | Sep 23, 2015 | n/a | yes | BIRMINGHAM, AL | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jul 8, 2015 | Sep 22, 2015 | no | BIRMINGHAM, AL | Previous registration |
| STERNE AGEE ASSET MANAGEMENT, INC. | Former SEC adviser | Oct 28, 2014 | Sep 22, 2015 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STERNE AGEE ASSET MANAGEMENT, INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Sep 22, 2015 | Jul 8, 2015 | -76 | Firm change after gap | Other |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 1919 INVESTMENT COUNSEL, LLC | Sep 22, 2015 | Sep 23, 2015 | 1 | Firm change | Other |