DFX Intelligence

R•• G• M•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R•• G• M•••••• L••

CRD 331637

NEW YORK, NY

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Search this name across graphsid dfx:ria:812dd527-5064-394b-0882-75b973cdf4a1

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 1
Observed: May 14, 2024 to Aug 27, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

R•• G• M•••••• L••

M•••••• of family capital · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $1.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 71

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
N••••••••• M••••••• B•	CHIEF EXECUTIVE OFFICER	Na	yes	11/2022	May 14, 2024	Jun 18, 2024
R• C••••• H••••• L••	SOLE OWNER	E	yes	07/2023	May 14, 2024	Jun 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••• C•••••• L•	n/a	ASSET_M••••••	$53B	N	yes	n/a
S••••••• A••••••• L••	n/a	ASSET_M••••••	$989M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$977M	33.6%	n/a	n/a	71	30	0	0

Relationships

Affiliated with (3)

→ S••••••• C•••••• L•Registered adviserother investment adviser, common control
factForm ADV
→ S••••••• A••••••• L••Registered adviserother investment adviser, common control
factForm ADV
← R•••• C•••••• ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← N••••••••• M••••••• B•Owner

Dated events

Occurred
Dec 23, 2025
Regulatory AUM changed
R•• G• M•••••• L•• reported RAUM $1.3B, up 30% from $977.3M (2025-03-29 to 2025-12-23)
Form ADVobserved 7 days ago
$293M
Occurred
May 14, 2024
First Form ADV filing
R•• G• M•••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:812dd527-5064-394b-0882-75b973cdf4a1
First observed: May 14, 2024
Last observed: Aug 27, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.