DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• N••••••• • C••••••• I•••••••••
SOUTH BEND, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• N••••••• • C••••••• I••••••••• | National bd RIA | Apr 11, 2018 | n/a | yes | SOUTH BEND, IN | Current employment |
| O••••••••• • C•• I••• | Bd affiliated wealth | Jan 19, 2010 | Dec 15, 2017 | no | WYANDOTTE, MI|PORTAGE, MI|GRAND RAPIDS, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O••••••••• • C•• I••• | S•••••• N••••••• • C••••••• I••••••••• | Dec 15, 2017 | Apr 11, 2018 | 117 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | O••••••••• • C•• I••• | Jan 15, 2010 | Jan 19, 2010 |
| U•• F•••••••• S••••••• I••• | Wirehouse | Oct 21, 2004 | Jan 15, 2010 | no | ROCHESTER, MI|NAPERVILLE, IL|GRAND RAPIDS, MI | Previous registration |
| C•••••• F•••••••• A••••••• L•• | Independent wealth | May 14, 2003 | Oct 8, 2004 | no | ELKHART, IN | Previous registration |
| 4 |
| Firm change |
| Other |
| C•••••• F•••••••• A••••••• L•• | U•• F•••••••• S••••••• I••• | Oct 8, 2004 | Oct 21, 2004 | 13 | Firm change | Other |