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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

FULL CIRCLE ADVISORS, LLC

CRD 153830

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:813f5bae-dd0d-3a32-44ac-065cb0d8f0ca

Data as of Mar 28, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2012 to Mar 28, 2016
9 observations

Across DFX

name candidates only

Private Creditcandidate

FULL CIRCLE ADVISORS, LLC

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $133MItem 5.F on the latest filing (2016-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $133M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 8
Accounts: 1
SEC number: 801-71447
CRD: 153830
Filings on the tape: 9
First filed: Apr 9, 2012
Latest filed: Mar 28, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FELTON FAMILY 2008 TRUST	Member	D	yes	10/2013	Jan 10, 2014	Mar 28, 2016
FELTON, GREGG, J	Member	D	yes	10/2013	Jan 10, 2014	Mar 28, 2016
FELTON, GREGG, J	MANAGING MEMBER	Na	yes	11/2013	Jan 10, 2014	Mar 28, 2016
FELTON, MARLA	Trustee	F	yes	10/2013	Jan 10, 2014	Mar 28, 2016
SEIDENBERG, PERPETUA, ANN	CHIEF COMPLIANCE OFFICER	Na	yes	10/2014	Oct 6, 2014	Mar 28, 2016
STUART, JOHN, EDWARD	MANAGING MEMBER	B	yes	04/2010	Apr 9, 2012	Mar 28, 2016
STUART, MICHELE, G.	Trustee	F	yes	07/2010	Apr 9, 2012	Mar 28, 2016
FELTON ASSET MANAGEMENT, LLC	Member	D	no	11/2013	Jan 10, 2014	Mar 28, 2016
JOHN E. STUART 2010 FAMILY TRUST	Member	B	no	07/2010	Apr 9, 2012	Mar 28, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FULL CIRCLE CAPITAL CORPORATION	n/a	n/a	n/a	N	yes	n/a
FULL CIRCLE FUNDING, LP	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 28, 2016	$133M	$133M	9	8	n/a	n/a	n/a
2014	Mar 31, 2015	$134M	$134M	14	12	n/a	n/a	n/a
2013	Mar 17, 2014	$96.9M	$96.9M	12	10	n/a	n/a	n/a
2012	Mar 19, 2013	$99.6M	$99.6M	9	7	n/a	n/a	n/a
2011	Apr 9, 2012	$97.1M	$97.1M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$133M	$134M	-0.9%	$99.6M	10.1%	9	14	n/a	n/a

Relationships

Controls (6)

← STUART, JOHN, EDWARDOwnerMANAGING MEMBER, ownership code B, individual
Apr 9, 2012 to presentfactForm ADV
← FELTON, GREGG, JOwnerMEMBER, ownership code D, individual
Jan 10, 2014 to presentfactForm ADV
← STUART, MICHELE, G.OwnerTRUSTEE, ownership code F, individual
Apr 9, 2012 to presentfactForm ADV
← FELTON, MARLAOwnerTRUSTEE, ownership code F, individual
Jan 10, 2014 to presentfactForm ADV
← SEIDENBERG, PERPETUA, ANNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 6, 2014 to presentfactForm ADV
← FELTON FAMILY 2008 TRUSTOwnerMEMBER, ownership code D, domestic entity
Jan 10, 2014 to presentfactForm ADV

Owns (2)

← FELTON ASSET MANAGEMENT, LLCOwnerMEMBER, ownership code D, domestic entity
Jan 10, 2014 to presentfactForm ADV
← JOHN E. STUART 2010 FAMILY TRUSTOwnerMEMBER, ownership code B, domestic entity
Apr 9, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:813f5bae-dd0d-3a32-44ac-065cb0d8f0ca
First observed: Apr 9, 2012
Last observed: Mar 28, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FULL CIRCLE ADVISORS, LLC

CRD 153830

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:813f5bae-dd0d-3a32-44ac-065cb0d8f0ca

Data as of Mar 28, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FELTON FAMILY 2008 TRUST

Member

yes

10/2013

Jan 10, 2014

Mar 28, 2016

FELTON, GREGG, J

Member

yes

10/2013

Jan 10, 2014

Mar 28, 2016

FELTON, GREGG, J

MANAGING MEMBER

yes

11/2013

Jan 10, 2014

Mar 28, 2016

FELTON, MARLA

Trustee

yes

10/2013

Jan 10, 2014

Mar 28, 2016

SEIDENBERG, PERPETUA, ANN

CHIEF COMPLIANCE OFFICER

yes

10/2014

Oct 6, 2014

Mar 28, 2016

STUART, JOHN, EDWARD

MANAGING MEMBER

yes

04/2010

Apr 9, 2012

Mar 28, 2016

STUART, MICHELE, G.

Trustee

yes

07/2010

Apr 9, 2012

Mar 28, 2016

FELTON ASSET MANAGEMENT, LLC

Member

11/2013

Jan 10, 2014

Mar 28, 2016

JOHN E. STUART 2010 FAMILY TRUST

Member

07/2010

Apr 9, 2012

Mar 28, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FULL CIRCLE CAPITAL CORPORATION

n/a

yes

n/a

FULL CIRCLE FUNDING, LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 28, 2016

$133M

n/a

2014

Mar 31, 2015

$134M

n/a

2013

Mar 17, 2014

$96.9M

n/a

2012

Mar 19, 2013

$99.6M

n/a

2011

Apr 9, 2012

$97.1M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$133M

$134M

-0.9%

$99.6M

10.1%

n/a