DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

ELGETHUN CAPITAL MANAGEMENT

CRD 127616

SIOUX FALLS, SD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81480232-22f4-104a-c5ea-7ad136a05244

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Nov 29, 2011 to Mar 27, 2026
52 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.08 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 10
RAUM per advisor: $114Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 943
Individual clients: 117
High net worth clients: 177
Private funds: 2Schedule D 7.B(1)
Custody, client assets: $119M
SEC number: 801-66560
CIK: 1638022
CRD: 127616
Filings on the tape: 52
First filed: Nov 29, 2011
Latest filed: Mar 27, 2026
Organised: Corporation, SD
Website: elgethuncapitalmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN A BARKER	Chartered Financial Analyst	SIOUX FALLS, SD	14	15	n/a	no
Austin James Wagner	n/a	SIOUX FALLS, SD	9	10	n/a	no
Patrick Ryan Baird	Certified Financial Planner	SIOUX FALLS, SD	9	10	n/a	no
CONRAD THOMAS ADAM	Chartered Financial Analyst	SIOUX FALLS, SD	4	12	1	no
Dustin Mitchell Pratt	n/a	SIOUX FALLS, SD	2	16	n/a	no
Trevor Gary Sinclair	n/a	SIOUX FALLS, SD	1	11	n/a	no
PIERCE HUBERT MCDOWELL	n/a	SIOUX FALLS, SD	1	11	n/a	no
Chase Thomas Harris	n/a	SIOUX FALLS, SD	1	16	n/a	no
CHAD DAVID HATCH	n/a	SIOUX FALLS, SD	0	28	n/a	no
Christian Joseph Schoppert	n/a	SIOUX FALLS, SD	0	10	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ECM YIELD FUND II, LLC	Other Private Fund	$78.4M	Mar 27, 2026	26	Mar 26, 2024	reported	021-507059
PALISADES FUND, LP	Hedge Fund	$7.6M	Mar 27, 2026	18	Mar 27, 2013	reported	021-236874

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARKER, JOHN, A	PRESIDENT; CHIEF COMPLIANCE OFFICER	E	yes	02/2013	Mar 27, 2026	Mar 27, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AEGIS CAPITAL PARTNERS LLC	n/a	n/a	n/a	N	no	n/a
ELBARK CAPITAL LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$1.1B	$1.1B	13	10	0	2	n/a
2024	Mar 31, 2025	$885M	$885M	8	6	0	2	n/a
2023	Mar 26, 2024	$787M	$787M	7	7	0	2	$30.7M
2022	Mar 22, 2023	$695M	$695M	7	7	0	1	$4.7M
2021	Mar 19, 2022	$532M	$532M	5	5	0	1	$6.2M
2020	Mar 27, 2021	$442M	$442M	5	5	0	1	$3.6M
2019	Mar 17, 2020	$422M	$415M	5	5	0	1	$3.6M
2018	Mar 15, 2019	$340M	$340M	5	5	0	1	$3.6M
2017	Mar 20, 2018	$342M	$342M	4	4	0	1	$3.6M
2016	Apr 10, 2017	$271M	$271M	4	4	n/a	1	$3.6M
2015	Mar 25, 2016	$175M	$175M	3	2	n/a	1	$3.6M
2014	Feb 27, 2015	$231M	$222M	4	2	n/a	1	$1.6M
2013	Mar 15, 2014	$131M	$131M	3	1	n/a	1	$1.6M
2012	Mar 27, 2013	$111M	$111M	3	1	n/a	1	$1.6M
2011	Mar 16, 2012	$100M	$100M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$885M	28.9%	$695M	17.9%	13	8	0	0

Relationships

Registered with (10)

← Christian Joseph SchoppertAdvisorregistration: current employment
Feb 6, 2026 to presentfactForm ADV
← CHAD DAVID HATCHAdvisorregistration: current employment
Nov 12, 2025 to presentfactForm ADV
← Chase Thomas HarrisAdvisorregistration: current employment
Aug 8, 2025 to presentfactForm ADV
← PIERCE HUBERT MCDOWELLAdvisorregistration: current employment
May 27, 2025 to presentfactForm ADV
← Trevor Gary SinclairAdvisorregistration: current employment
Nov 12, 2024 to presentfactForm ADV
← Dustin Mitchell PrattAdvisorregistration: current employment
Jan 29, 2024 to presentfactForm ADV
← CONRAD THOMAS ADAMAdvisorregistration: current employment
Jun 3, 2022 to presentfactForm ADV
← Patrick Ryan BairdAdvisorregistration: current employment
Mar 23, 2017 to presentfactForm ADV
← Austin James WagnerAdvisorregistration: current employment
Mar 1, 2017 to presentfactForm ADV
← JOHN A BARKERAdvisorregistration: current employment
Dec 8, 2011 to presentfactForm ADV

Advises (2)

→ PALISADES FUND, LPPrivate fundHedge Fund, IA
Mar 27, 2013 to presentfactForm ADV
→ ECM YIELD FUND II, LLCPrivate fundOther Private Fund, IA
Mar 26, 2024 to presentfactForm ADV

Controls (1)

← BARKER, JOHN, AOwnerPRESIDENT; CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 27, 2013 to Nov 26, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Elgethun Capital Management reported RAUM $1.1B, up 29% from $884.5M (2025-12-22 to 2026-03-27)
Form ADVobserved 6 days ago
$255M
Occurred
Mar 22, 2023
Regulatory AUM changed
Elgethun Capital Management reported RAUM $695.3M, up 31% from $532.4M (2022-06-10 to 2023-03-22)
Form ADVobserved 6 days ago
$163M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81480232-22f4-104a-c5ea-7ad136a05244
First observed: Nov 29, 2011
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ELGETHUN CAPITAL MANAGEMENT

CRD 127616

SIOUX FALLS, SD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81480232-22f4-104a-c5ea-7ad136a05244

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN A BARKER

Chartered Financial Analyst

SIOUX FALLS, SD

n/a

Austin James Wagner

n/a

SIOUX FALLS, SD

n/a

Patrick Ryan Baird

Certified Financial Planner

SIOUX FALLS, SD

n/a

CONRAD THOMAS ADAM

Chartered Financial Analyst

SIOUX FALLS, SD

Dustin Mitchell Pratt

n/a

SIOUX FALLS, SD

n/a

Trevor Gary Sinclair

n/a

SIOUX FALLS, SD

n/a

PIERCE HUBERT MCDOWELL

n/a

SIOUX FALLS, SD

n/a

Chase Thomas Harris

n/a

SIOUX FALLS, SD

n/a

CHAD DAVID HATCH

n/a

SIOUX FALLS, SD

n/a

Christian Joseph Schoppert

n/a

SIOUX FALLS, SD

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ECM YIELD FUND II, LLC

Other Private Fund

$78.4M

Mar 27, 2026

Mar 26, 2024

reported

021-507059

PALISADES FUND, LP

Hedge Fund

$7.6M

Mar 27, 2026

Mar 27, 2013

reported

021-236874

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARKER, JOHN, A

PRESIDENT; CHIEF COMPLIANCE OFFICER

yes

02/2013

Mar 27, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AEGIS CAPITAL PARTNERS LLC

n/a

ELBARK CAPITAL LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$1.1B

n/a

2024

Mar 31, 2025

$885M

n/a

2023

Mar 26, 2024

$787M

$30.7M

2022

Mar 22, 2023

$695M

$4.7M

2021

Mar 19, 2022

$532M

$6.2M

2020

Mar 27, 2021

$442M

$3.6M

2019

Mar 17, 2020

$422M

$415M

$3.6M

2018

Mar 15, 2019

$340M

$3.6M

2017

Mar 20, 2018

$342M

$3.6M

2016

Apr 10, 2017

$271M

n/a

$3.6M

2015

Mar 25, 2016

$175M

n/a

$3.6M

2014

Feb 27, 2015

$231M

$222M

n/a

$1.6M

2013

Mar 15, 2014

$131M

n/a

$1.6M

2012

Mar 27, 2013

$111M

n/a

$1.6M

2011

Mar 16, 2012

$100M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$885M

28.9%

$695M

17.9%