DFX Intelligence

P••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

P••• M••••••••• L••

CRD 312533

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:8154d56a-1f09-db17-0fb4-77d61a728e60

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 7
On other graphs: 2
Observed: Aug 3, 2021 to Mar 31, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

P••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $22.2M••• Locked
Discretionary RAUM: $22.2M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•••• C•••••• L••	Other Private Fund	$26.1M	Dec 20, 2024	3	Apr 27, 2021	reported	021-384982

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••• W••••••• H••••	Member	C	yes	08/2020	Aug 3, 2021	Dec 20, 2024
H•••••• J•••• M••••••	Coo	Na	yes	08/2020	Aug 3, 2021	Dec 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••• I••••••••• A•••••••• L••	n/a	Former SEC adviser	$1.2B	N	yes	n/a
P•••••• C•••••• P•••••••• L••	n/a	Asset manager	$191M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$22.2M	$25.0M	-11.3%	$175M	-49.7%	5	5	0	0

Relationships

Affiliated with (6)

← F••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← P•••••• C•••••• P•••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ P•••••• C•••••• P•••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ F••• L••Registered adviser

Dated events

Occurred
Dec 20, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 20, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 11, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 29, 2024
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8154d56a-1f09-db17-0fb4-77d61a728e60
First observed: Aug 3, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.