DFX Intelligence

T•••••• R•• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorPersonal Financial Specialist23 years in industry

T•••••• R•• S•••••

Advisor at A••• A•••••••• L••

SAN FRANCISCO, CA | Marana, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8158e8c9-3c5a-e963-56a0-f137ace81a9a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 8, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Jul 29, 2026	n/a	yes	Marana, AZ\|SAN FRANCISCO, CA	Current employment
A••• A•••••••• L••	Independent wealth	May 21, 2015	n/a	yes	Marana, AZ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• S•••••• L•••	A••• A•••••••• L••	Jun 30, 2011	May 21, 2015	1,421	Firm change after gap	Other
E•••••••• A•••••••• L••	S••••••••• S•••••• L•••	Aug 31, 2004	Sep 1, 2004

Relationships

Registered with (4)

→ F••••••Registered adviserregistration: current employment
Jul 29, 2026 to presentfactForm ADV
→ A••• A•••••••• L••Registered adviserregistration: current employment
May 21, 2015 to presentfactForm ADV
→ S••••••••• S•••••• L•••Registered adviserregistration: previous registration
Sep 1, 2004 to Jun 30, 2011factForm ADV
→ E•••••••• A•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8158e8c9-3c5a-e963-56a0-f137ace81a9a
First observed: Feb 6, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.