DFX Intelligence

C•••••• G•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C•••••• G•••• L••

CRD 285865

CHICAGO, IL

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Search this name across graphsid dfx:ria:8161742c-9aa9-0652-2450-f302d1c7658d

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 6
On other graphs: 1
Observed: Oct 12, 2021 to Mar 24, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

C•••••• G•••• L••

Venture manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $331M••• Locked
Discretionary RAUM: $331M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• C•••••• I•• L•	Venture Capital Fund	$95.7M	Mar 24, 2026	85	Mar 31, 2022	reported	021-424118
C•••••• C•••••• I• L•	Venture Capital Fund	$94.5M	Mar 24, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• S•••••• M••••••	Trustee	F	yes	05/2002	Oct 12, 2021	Mar 27, 2024
S•• D••••• Y•••• R•••••••• T•••• U•• 1•••••••••	Member	D	yes	09/2016	Oct 12, 2021	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• C•••••• I• A•••• C••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
C•••••• C•••••• I• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 24, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$331M	$231M	43.7%	$247M	10.3%	14	14	0	0

Relationships

Advises (8)

→ C•••••• C•••••• I• L•Private fundVenture Capital Fund, IA
Nov 8, 2016 to presentfactForm ADV
→ C•••••• M••••••• L•Private fundVenture Capital Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ R••• S•••• I• L•Private fundOther Private Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ C•••••• C•••••• I• L•Private fund

Dated events

Occurred
Mar 24, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$101M
Occurred
Mar 24, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$39.5M
Occurred
Mar 24, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$94.5M
Occurred
Mar 31, 2022

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8161742c-9aa9-0652-2450-f302d1c7658d
First observed: Oct 12, 2021
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.