DFX Intelligence

A••••• M•• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

A••••• M•• A••••••••

Advisor at P••••••• F•••••••• S•••••••• I•••

Memphis, TN

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Search this name across graphsid dfx:ria:817afd48-f51e-c6b9-9df7-1b4a88c90c79

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 3, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Sep 19, 2024	n/a	yes	Memphis, TN	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Jul 27, 2022	Sep 26, 2024	no	Memphis, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	P••••••• F•••••••• S•••••••• I•••	Sep 26, 2024	Sep 19, 2024	-7	Firm change	Ibd to ibd
B• R•••• W••••• M•••••••••	B• R•••• W••••• A•••••••• I•••	Dec 31, 2022	Jul 27, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:10740:TN:2024-09-26	Sep 26, 2024	Sep 19, 2024	MEMPHIS, TN	Firm change

Relationships

Registered with (3)

→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Sep 19, 2024 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 27, 2022 to Sep 26, 2024factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 30, 2004 to Dec 31, 2022factForm ADV

Dated events

Occurred
Sep 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:817afd48-f51e-c6b9-9df7-1b4a88c90c79
First observed: Mar 30, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.