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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Tracey Kirsteen Collins

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

CHARLOTTESVILLE, VA

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Search this name across graphsid dfx:ria:817e84d1-9d21-31d0-9e9e-6ee6277328f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 14, 1993
First registration: Dec 15, 2005
Dual registered: yes, broker-dealer
Other names: TRACEY KIRSTEEN ETZOLD|TRACEY KIRSTEEN THOMAS|TRACEY BAGBY|TRACEY KIRSTEEN BAGBY|TRACEY KIRSTEEN THOMAS
IAPD individual key: 2360561

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 2, 2026	n/a	yes	CHARLOTTESVILLE, VA	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Feb 17, 2021	Mar 6, 2026	no	EARLYSVILLE, VA\|ATLANTA, GA\|CHARLOTTESVILLE, VA	Previous registration
BB&T SECURITIES, LLC	Former SEC adviser	Jan 2, 2018	Feb 17, 2021	no	CHARLOTTESVILLE, VA\|CHARLOTTE, NC\|RICHMOND, VA	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Oct 4, 2006	Jan 2, 2018	no	CHARLOTTESVILLE, VA\|CHARLOTTESVILLE, VA\|CHARLOTTE, NC	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Dec 15, 2005	Sep 1, 2006	no	CHARLOTTESVILLE, VA\|CHARLOTTESVILLE, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Mar 6, 2026	Mar 2, 2026	-4	Firm change	Ibd to ibd
BB&T SECURITIES, LLC	TRUIST ADVISORY SERVICES, INC.	Feb 17, 2021	Feb 17, 2021	0	Bulk transfer	Ibd to ibd
BB&T INVESTMENT SERVICES, INC.	BB&T SECURITIES, LLC	Jan 2, 2018	Jan 2, 2018	0	Bulk transfer	Other
CUNA BROKERAGE SERVICES, INC.	BB&T INVESTMENT SERVICES, INC.	Sep 1, 2006	Oct 4, 2006	33	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283390:149018:VA:2026-03-06	Mar 6, 2026	Mar 2, 2026	CHARLOTTESVILLE, VA	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2021 to Mar 6, 2026factForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Feb 17, 2021factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 4, 2006 to Jan 2, 2018factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Dec 15, 2005 to Sep 1, 2006factForm ADV

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
Tracey Kirsteen Collins left Truist Advisory Services, Inc. for Raymond James Financial Services Advisors, Inc (registered 2026-03-02)
Form ADVobserved 6 days ago