DFX Intelligence

A••• F•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

A••• F•••••••• L••

CRD 173070

SAN JUAN, PR

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Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 9
On other graphs: 2
Observed: Mar 23, 2018 to Jul 1, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••• F•••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

A••• F•••••••• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.64 fund_share=0.29 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $601M••• Locked
Discretionary RAUM: $371M
Private client RAUM: $385Mderived••• Locked
Private client share: 64%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $85.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••• A••••• R•••••	n/a	SAN JUAN, PR	11	18	1	no
E•••••• J••••• C•••• G•••••••	n/a	SAN JUAN, PR \| Orlando, FL	9	21

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
J••• F••• L••	Private Equity Fund	$70.0M	Jul 1, 2026	1	Jul 12, 2021	reported	021-1843968
P•••• F••• L••	Private Equity Fund	$53.0M	Jul 1, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••• M••••• A•••••	MANAGING MEMBER AND CCO	D	yes	08/2014	Mar 23, 2018	May 24, 2024
T••••• D•••••••• N••	Investor	D	yes	03/2015	Mar 23, 2018	May 24, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$601M	$469M	28.1%	$311M	24.5%	9	9	2	0

Relationships

Advises (6)

→ G• G•••• F••• I• L••Private fundPrivate Equity Fund, IA
Jul 12, 2021 to presentfactForm ADV
→ J••• F••• L••Private fundPrivate Equity Fund, IA
Jul 12, 2021 to presentfactForm ADV
→ A•••••• C•••••• G•••• F••• L••Private fundPrivate Equity Fund, IA
Jul 1, 2026 to presentfactForm ADV
→ I•• I••••••••• F•••• L••Private fund

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
1 Jul 2026
Private fund first reported2 events
Private fund first reported: 2 on 1 Jul 2026
$10.0M to $16.0M
- ••• Locked$16.0M
- ••• Locked$10.0M
Occurred
31 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$132M
Occurred
1 Jul 2026
Ria majority owner change
••• Locked
Form ADV
Occurred
20 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$118M
Occurred
23 Mar 2018
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 23, 2018
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.