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Advisor at CAPITAL CITIES, LLC
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CITIES, LLC | No RAUM reported | Mar 7, 2024 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| CAPITAL CITIES INVESTMENTS | Independent wealth | Jun 10, 2008 | Mar 13, 2024 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| CAPITAL CITIES, LLC | No RAUM reported | Oct 10, 2007 | Feb 8, 2024 | no | INDIANAPOLIS, IN|INDIANAPOLIS, IN | Previous registration |
| 40/86 ADVISORS, INC. | Institutional manager | Dec 13, 2004 | Dec 31, 2008 | no | CARMEL, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL CITIES INVESTMENTS | CAPITAL CITIES, LLC | Mar 13, 2024 | Mar 7, 2024 | -6 | Channel change | Other |
| CAPITAL CITIES, LLC | CAPITAL CITIES INVESTMENTS | Feb 8, 2024 | Jun 10, 2008 | -5,721 | Channel change | Other |
| 40/86 ADVISORS, INC. | CAPITAL CITIES, LLC | Dec 31, 2008 | Oct 10, 2007 | -448 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116185:122916:IN:2024-03-13 | Mar 13, 2024 | Mar 7, 2024 | INDIANAPOLIS, IN | Firm change |
| 122916:116185:IN:2024-02-08 | Feb 8, 2024 | Jun 10, 2008 | INDIANAPOLIS, IN | Firm change after gap |