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S•••••• C•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

S•••••• C•••• S••••

Advisor at S•••• C•••••• A•••••••• L••

PORTLAND, OR

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Search this name across graphsid dfx:ria:81925d11-f913-0a44-c5c9-c6059863cb2f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• C•••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 20, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• C•••••• A•••••••• L••	Mixed wealth	Jan 15, 2025	n/a	yes	PORTLAND, OR	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 21, 2008	Aug 3, 2020	no	PORTLAND, OR

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S•••• C•••••• A•••••••• L••	Aug 3, 2020	Jan 15, 2025	1,626	Firm change after gap	Wirehouse to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:307980:OR:2020-08-03	Aug 3, 2020	Jan 15, 2025	PORTLAND, OR	Firm change after gap

Relationships

Registered with (2)

→ S•••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Jan 15, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 21, 2008 to Aug 3, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81925d11-f913-0a44-c5c9-c6059863cb2f
First observed: Mar 21, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.