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CRD 319289
GREENVILLE, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Kenneth Eugene Foley | n/a | GREENVILLE, DE | Kennett Square, PA | 4 | 24 | 1 | yes |
| Patrick Edward Walsh | Chartered Financial Analyst | South Hamilton, MA | GREENVILLE, DE | 4 | 14 | 1 | no |
| Alyson Renee Kest | n/a | GREENVILLE, DE | LITTLE SILVER, NJ | 4 | 10 | 1 | yes |
| Christopher Kentimenos | n/a | GREENVILLE, DE | Fort Lauderdale, FL | 4 | 10 | 1 | yes |
| David Cook Reynolds | Certified Financial Planner | Miami, FL | GREENVILLE, DE | 1 | 16 | 1 | yes |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SPEARHEAD INSURANCE SOLUTIONS IDF, LLC SERIES CAM | Hedge Fund | $139M | Oct 17, 2024 | 1 | Aug 31, 2021 | reported | 021-222625 |
| SPEARHEAD INSURANCE SOLUTIONS IDF, LLC SERIES SL | Hedge Fund | $133M | Oct 17, 2024 | 3 | Mar 29, 2024 | reported | 021-222625 |
| SPEARHEAD INSURANCE SOLUTIONS IDF, LLC SERIES NEUBERGER BERMAN K-1 | Hedge Fund | $112M | Oct 17, 2024 | 2 | Dec 21, 2022 | reported | 021-222625 |
| ZILKER MULTI-STRATEGIES INSURANCE DEDICATED FUND, LP SERIES II | Hedge Fund | $69.8M | Oct 17, 2024 | 4 | Sep 28, 2017 | reported | 021-505808 |
| ZILKER MULTI-STRATEGIES INSURANCE DEDICATED FUND, LP SERIES I | Hedge Fund | $52.4M | Oct 17, 2024 | 1 | Sep 28, 2017 | reported | 021-505806 |
| SPEARHEAD INSURANCE SOLUTIONS IDF, LLC SERIES NEUBERGER BERMAN PRIVATE DEBT | Hedge Fund | $33.0M | Oct 17, 2024 | 1 | Mar 29, 2024 | reported | 021-222625 |
| SPEARHEAD INSURANCE SOLUTIONS IDF, LLC SERIES ELM | Hedge Fund | $14.6M | Oct 17, 2024 | 1 | Mar 29, 2024 | reported | 021-222625 |
| SPEARHEAD INSURANCE SOLUTIONS IDF, LLC SERIES G | Other Private Fund | $12.5M | Nov 9, 2023 | 1 | Mar 29, 2019 | reported | 021-222625 |
| SPEARHEAD INSURANCE SOLUTIONS IDF, LLC SERIES SCL | Hedge Fund | $11.4M | Oct 17, 2024 | 4 | Dec 21, 2022 | reported | 021-222625 |
| SPEARHEAD INSURANCE SOLUTIONS IDF, LLC SERIES F3C | Hedge Fund | $1.4M | Oct 17, 2024 | 1 | Mar 29, 2024 | reported | 021-222625 |
| SPEARHEAD INSURANCE SOLUTIONS IDF, LLC SERIES H | Hedge Fund | $1.0M | Oct 17, 2024 | 2 | Sep 28, 2016 | reported | 021-222625 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ABSTRUM PARTNERS, LLC | Owner | C | yes | 01/2013 | Mar 3, 2022 | Oct 17, 2024 |
| BOSTWICK, JARRETT, TODD | ELECTED MANAGER | F | yes | 01/2013 | Mar 3, 2022 | Oct 17, 2024 |
| BOSTWICK, JARRETT, TODD | MANAGING MEMBER | E | yes | 01/2013 | Mar 3, 2022 | Oct 17, 2024 |
| FIELDSTONE II, LLC | Owner | C | yes | 06/2022 | Mar 3, 2022 | Oct 17, 2024 |
| Foley, Kenneth, Eugene | MANAGING MEMBER | E | yes | 09/2023 | Mar 3, 2022 | Oct 17, 2024 |
| FOLEY, KENNETH, EUGENE | Ceo | Na | yes | 02/2022 | Mar 3, 2022 | Oct 17, 2024 |
| KEST, ALYSON, RENEE | Cco | Na | yes | 02/2022 | Mar 3, 2022 | Oct 17, 2024 |
| NEW VERNON FINANCIAL, LLC | Owner | C | yes | 01/2013 | Mar 3, 2022 | Oct 17, 2024 |
| SHAPIRO, COLLEEN | MANAGING MEMBER | D | yes | 05/2011 | Mar 3, 2022 | Oct 17, 2024 |
| SHAPIRO, GARY, L | MANAGING MEMBER | D | yes | 05/2011 | Mar 3, 2022 | Oct 17, 2024 |
| SPEARHEAD STRATEGIC PARTNERS, LLC | Owner | D | yes | 08/2021 | Mar 3, 2022 | Oct 17, 2024 |
| Walsh, Patrick, Edward | Coo | Na | yes | 02/2022 | Mar 3, 2022 | Oct 17, 2024 |
| WALTERS, TODD, MATTHEW | ELECTED MANAGER | F | yes | 01/2013 | Mar 3, 2022 | Oct 17, 2024 |
| WALTERS, TODD, MATTHEW | MANAGING MEMBER | D | yes | 01/2013 | Mar 3, 2022 | Oct 17, 2024 |
| WALTERS, TRACEY, ANNE | MANAGING MEMBER | D | yes | 01/2013 | Mar 3, 2022 | Oct 17, 2024 |
| WHITLOW, LLC | Owner | B | no | 12/2023 | Mar 29, 2024 | Oct 17, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SPEARHEAD CAPITAL ADVISORS, LLC | n/a | Former SEC adviser | $1.9B | N | yes | n/a |
| SPEARHEAD IDF PARTNERS, LLC | n/a | n/a | n/a | Y | no | n/a |
| SPEARHEAD INSURANCE SOLUTIONS IDF, LLC | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $3.8B | $3.8B | 9 | 3 | 3 | 22 | n/a |
| 2024 | Apr 14, 2025 | $2.2B | $2.2B | 9 | 5 | 3 | 14 | n/a |
| 2023 | Mar 29, 2024 | $1.2B | $1.2B | 9 | 5 | 3 | 10 | $550M |
| 2022 | Mar 31, 2023 | $567M | $567M | 7 | 3 | 3 | 5 | $177M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.8B | $2.2B | 77.5% | $567M | 89.0% | 9 | 9 | 3 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| SPEARHEAD CAPITAL ADVISORS, LLC | 2 | Dec 31, 2022 | Jan 1, 2025 | WELLINGTON, FL | Team lift out | Other | 40.0% |