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Advisor at OSAIC WEALTH, INC.
Knoxville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | Knoxville, TN | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 18, 2020 | Jun 14, 2024 | no | KNOXVILLE, TN | Previous registration |
| SSN ADVISORY, INC. | Former SEC adviser | Mar 19, 2018 | Sep 18, 2020 | no | Knoxville, TN | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 6, 2016 | Apr 25, 2017 | no | OAK RIDGE, TN | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Feb 18, 2004 | Jun 7, 2016 | no | OAK RIDGE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| SSN ADVISORY, INC. | SECURITIES AMERICA ADVISORS, INC. | Sep 18, 2020 | Sep 18, 2020 | 0 | Bulk transfer | Ibd to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SSN ADVISORY, INC. | Apr 25, 2017 | Mar 19, 2018 | 328 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 7, 2016 | Jun 6, 2016 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:149018:TN:2016-06-01 | Jun 7, 2016 | Jun 6, 2016 | OAK RIDGE, TN | Firm change |