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Advisor at M••••• S••••••
Pasadena, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | May 9, 2025 | n/a | yes | Pasadena, CA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Nov 13, 2019 | Aug 30, 2024 | no | MINNEAPOLIS, MN|PASADENA, CA|TARPON SPRINGS, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | M••••• S•••••• | Aug 30, 2024 | May 9, 2025 | 252 | Firm change | Wirehouse to wirehouse |
| H••• S••••••••• •••• I••• | W•••• F•••• A••••••• | Aug 15, 2006 | Nov 13, 2019 |
| H••• S••••••••• •••• I••• | Bd affiliated wealth | May 1, 2006 | Aug 15, 2006 | no | PASADENA, CA|ROWLAND HEIGHTS, CA|LOS ANGELES, CA|ARCADIA, CA | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Mar 7, 2003 | May 18, 2004 | no | CITY OF INDUSTRY, CA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Oct 23, 2001 | Jan 30, 2003 | no | LOS ANGELES, CA | Previous registration |
| 4,838 |
| Firm change after gap |
| Other |
| C•••••• S••••• • C••• I••• | H••• S••••••••• •••• I••• | May 18, 2004 | May 1, 2006 | 713 | Firm change after gap | Other |
| M••••• S•••••• D• I••• | C•••••• S••••• • C••• I••• | Jan 30, 2003 | Mar 7, 2003 | 36 | Firm change | Other |