DFX Intelligence

B•••••• J• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

B•••••• J• K•••••

Advisor at H•••••••• A•••••••• L••

CHICAGO, IL | Denver, CO

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Search this name across graphsid dfx:ria:81b597ad-2c72-d6fe-53b8-62d5b01863f8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Sep 30, 2021	n/a	yes	Denver, CO\|CHICAGO, IL	Current employment
I••••••••• S••••••• G••••• I•••	Former SEC adviser	Apr 29, 2015	Nov 9, 2021	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• S••••••• G••••• I•••	H•••••••• A•••••••• L••	Nov 9, 2021	Sep 30, 2021	-40	Firm change after gap	RIA to ibd
S••••• W••••• A•••••••• I•••	I••••••••• S••••••• G••••• I•••	Apr 17, 2015	Apr 29, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
136568:145323:CO:2021-11-09	Nov 9, 2021	Sep 30, 2021	DENVER, CO	Firm change after gap

Relationships

Registered with (7)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 30, 2021 to presentfactForm ADV
→ I••••••••• S••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 29, 2015 to Nov 9, 2021factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2012 to Apr 17, 2015factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81b597ad-2c72-d6fe-53b8-62d5b01863f8
First observed: Aug 14, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.