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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Robert Joseph Shull

Advisor at PTMA INVESTMENT ADVISORS

DENVER, CO

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Search this name across graphsid dfx:ria:81c0fdad-e29d-9041-2da8-3e052633ffd1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PTMA INVESTMENT ADVISORS
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 3, 2017
First registration: Feb 2, 2010
Dual registered: yes, broker-dealer
Other names: BOB SHULL|Robert Joseph Shull|ROBERT JOSEPH SHULL
IAPD individual key: 1372075

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PTMA INVESTMENT ADVISORS	Asset manager	Jun 10, 2022	n/a	yes	DENVER, CO	Current employment
EMERGE CAPITAL MANAGEMENT	Other adviser	Apr 15, 2022	Jun 28, 2022	no	Livermore, CA\|BUFFALO, NY	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jul 15, 2021	Aug 9, 2021	no	HONOLULU, HI\|HONOLULU, HI	Previous registration
PNC CAPITAL ADVISORS LLC	Other adviser	Apr 5, 2017	Nov 18, 2019	no	San Francisco, CA	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Aug 17, 2010	May 13, 2013	no	EMERYVILLE, CA\|AUSTIN, TX\|EMERVILLE, CA	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Feb 2, 2010	Jul 1, 2010	no	SAN RAFAEL, CA\|EMERYVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMERGE CAPITAL MANAGEMENT	PTMA INVESTMENT ADVISORS	Jun 28, 2022	Jun 10, 2022	-18	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	EMERGE CAPITAL MANAGEMENT	Aug 9, 2021	Apr 15, 2022	249	Firm change	Other
PNC CAPITAL ADVISORS LLC	CETERA INVESTMENT ADVISERS LLC	Nov 18, 2019	Jul 15, 2021	605	Firm change after gap	Other
NFP ADVISOR SERVICES, LLC	PNC CAPITAL ADVISORS LLC	May 13, 2013	Apr 5, 2017	1,423	Firm change after gap	Other
FINANCIAL TELESIS, INC.	NFP ADVISOR SERVICES, LLC	Jul 1, 2010	Aug 17, 2010	47	Firm change	Other

Relationships

Registered with (6)

→ PTMA INVESTMENT ADVISORSRegistered adviserregistration: current employment
Jun 10, 2022 to presentfactForm ADV
→ EMERGE CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Apr 15, 2022 to Jun 28, 2022factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jul 15, 2021 to Aug 9, 2021factForm ADV
→ PNC CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Apr 5, 2017 to Nov 18, 2019factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Aug 17, 2010 to May 13, 2013factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Feb 2, 2010 to Jul 1, 2010factForm ADV

Dated events

Occurred
Jun 28, 2022
Advisor changed firm
Robert Joseph Shull left Emerge Capital Management for Ptma Investment Advisors (registered 2022-06-10)
Form ADVobserved 4 days ago