DFX Intelligence

R••• A••• Y••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor10 years in industry

R••• A••• Y••••••

Advisor at F••••• I•••••••••

Camas, WA | PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81c6b810-1aeb-1215-198d-a79bf49b612a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 20, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Mar 22, 2022	n/a	yes	PLANO, TX\|Camas, WA	Current employment
O••••••••• S••••••••• I•••	Bd affiliated wealth	Apr 15, 2019	Feb 8, 2022	no	Gilbert, AZ\|INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• S••••••••• I•••	F••••• I•••••••••	Feb 8, 2022	Mar 22, 2022	42	Firm change	Ibd to RIA
M••••• O• O•••• I••••••• S•••••••• I•••	O••••••••• S••••••••• I•••	Apr 15, 2019	Apr 15, 2019

Relationships

Registered with (3)

→ F••••• I•••••••••Registered adviserregistration: current employment
Mar 22, 2022 to presentfactForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 15, 2019 to Feb 8, 2022factForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 20, 2019 to Apr 15, 2019factForm ADV

Dated events

Occurred
Feb 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81c6b810-1aeb-1215-198d-a79bf49b612a
First observed: Feb 20, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.