DFX Intelligence

Data Factory

T••••••• P•••••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

T••••••• P•••••••• M••••••••• I•••

CRD 304577

MONTREAL, QUEBEC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81cb795b-35d6-5f90-3d06-03b7b11a57a8

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 7
On other graphs: 0
Observed: Jul 3, 2020 to Mar 25, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.1 fund_share=0.54 institutional_share=0.31 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $108MderivedItem 5.D individuals plus high net worth individuals
Private client share: 10%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
3•••••• C••••• I•••	Shareholder	E	yes	11/2014	Mar 10, 2022	Mar 19, 2024
A••••• H••••••• I•••	Shareholder	D	yes	11/2014	Jul 3, 2020

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$1.0B	7.0%	$2.5B	-24.0%	24	25	0	0

Relationships

Controls (5)

← C•••••• A••••• R•OwnerSHAREHOLDER, ownership code E, individual
Jul 3, 2020 to Mar 19, 2024factForm ADV
← C••••••• S••••OwnerCORPORATE SECRETARY, ownership code NA, individual
Jul 3, 2020 to Mar 19, 2024factForm ADV
← T••••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 14, 2020 to Mar 19, 2024factForm ADV
← 3•••••• C••••• I•••OwnerSHAREHOLDER, ownership code E, foreign entity
Mar 10, 2022 to Mar 19, 2024fact

Dated events

Occurred
Mar 24, 2025
Regulatory AUM changed
T••••••• P•••••••• M••••••••• I••• reported RAUM $1.0B, down 50% from $2.1B (2024-03-19 to 2025-03-24)
Form ADVobserved 7 days ago
$-1.0B
Occurred
Mar 21, 2023
Regulatory AUM changed
T••••••• P•••••••• M••••••••• I••• reported RAUM $2.5B, down 33% from $3.7B (2022-04-08 to 2023-03-21)
Form ADVobserved 7 days ago
$-1.2B
Occurred
Apr 8, 2022
Control person joined
Mathieu Tanguay (Chief Compliance Officer) appeared on Schedule A of T••••••• P•••••••• M••••••••• I•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81cb795b-35d6-5f90-3d06-03b7b11a57a8
First observed: Jul 3, 2020
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.