This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$235MItem 5.F on the latest filing (2026-03-27); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$235M

Private client RAUM

$235MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$78.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

587

Individual clients

70

High net worth clients

82

Custody, client assets

$12.5M

SEC number

801-128561

CRD

327254

Filings on the tape

12

First filed

Jul 12, 2023

Latest filed

Mar 27, 2026

Organised

Limited Liability Company, TX

Website

watercolorfinancial.com

• Occurred

  Oct 31, 2023
  Team lift-out

  3 advisors left Northwest Asset Management (Austin, TX) for Watercolor Financial on the same day

  Form ADVobserved 4 days ago
  3 advisors
• Occurred

  Jul 12, 2023
  First Form ADV filing

  Watercolor Financial Group filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:81cd5f9b-c325-2a5e-19e0-2eb2d0e892ca

First observed

Jul 12, 2023

Last observed

Mar 27, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.