DFX Intelligence

P•••••• D•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist|Chartered Financial Analyst23 years in industry

P•••••• D•••• P•••••

Advisor at B•••••• F•••••••• S••••••• G••••

IRVINE, CA

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Search this name across graphsid dfx:ria:81daf7a9-3356-2727-d6ea-81a942a58a0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• F•••••••• S••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• F•••••••• S••••••• G••••	Independent wealth	Jan 16, 2016	n/a	yes	IRVINE, CA	Current employment
P••••• C•••••• I••••••••• I•••	Former SEC adviser	Sep 26, 2007	Mar 28, 2016	no	ANAHEIM HILLS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• C•••••• I••••••••• I•••	B•••••• F•••••••• S••••••• G••••	Mar 28, 2016	Jan 16, 2016	-72	Channel change	Other
R••••••••• C•••••• M••••••••• I••	P••••• C•••••• I••••••••• I•••	Dec 31, 2007	Sep 26, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
145045:143617:CA:2016-03-28	Mar 28, 2016	Jan 16, 2016	ANAHEIM HILLS, CA	Firm change after gap

Relationships

Registered with (3)

→ B•••••• F•••••••• S••••••• G••••Registered adviserregistration: current employment
Jan 16, 2016 to presentfactForm ADV
→ P••••• C•••••• I••••••••• I•••Registered adviserregistration: previous registration
Sep 26, 2007 to Mar 28, 2016factForm ADV
→ R••••••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Apr 10, 2003 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81daf7a9-3356-2727-d6ea-81a942a58a0f
First observed: Apr 10, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.