DFX Intelligence

D••••••• E•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

D••••••• E•••••• B••••••

Advisor at M•••••••• A•••• M••••••••• G••••• L••

AVON, CT

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Search this name across graphsid dfx:ria:81e2bb9a-93c5-f9ef-176c-1c3db6e6c557

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 29, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• A•••• M••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• A•••• M••••••••• G••••• L••	Independent wealth	Sep 4, 2024	n/a	yes	AVON, CT	Current employment
N•• E•••••• P•••••• W••••• A•••••••• L••	Independent wealth	May 22, 2024	Aug 5, 2024	no	WELLESLEY, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• E•••••• P•••••• W••••• A•••••••• L••	M•••••••• A•••• M••••••••• G••••• L••	Aug 5, 2024	Sep 4, 2024	30	Firm change	RIA to RIA
O•••• F•• I•••	N•• E•••••• P•••••• W••••• A•••••••• L••	Dec 2, 2022	May 22, 2024

Relationships

Registered with (4)

→ M•••••••• A•••• M••••••••• G••••• L••Registered adviserregistration: current employment
Sep 4, 2024 to presentfactForm ADV
→ N•• E•••••• P•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
May 22, 2024 to Aug 5, 2024factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Apr 8, 2022 to Dec 2, 2022factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Aug 5, 2024
Advisor changed firm
D••••••• E•••••• B•••••• left N•• E•••••• P•••••• W••••• A•••••••• L•• for M•••••••• A•••• M••••••••• G••••• L•• (registered 2024-09-04)
Form ADVobserved 7 days ago
Occurred
Dec 2, 2022
Advisor changed firm
D••••••• E•••••• B•••••• left O•••• F•• I••• for N•• E•••••• P•••••• W••••• A•••••••• L•• (registered 2024-05-22)
Form ADVobserved 7 days ago
Occurred
Apr 21, 2022
Advisor changed firm
D••••••• E•••••• B•••••• left C•••••• S••••• • C••• I••• for O•••• F•• I••• (registered 2022-04-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81e2bb9a-93c5-f9ef-176c-1c3db6e6c557
First observed: Oct 29, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.