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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

COAST ASSET MANAGEMENT, LLC

CRD 108484

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81e516d7-d0a8-2e44-214c-b6fe655e00fc

Data as of Mar 5, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 2
On other graphs: 0
Observed: Dec 14, 2011 to Mar 5, 2021
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.4BItem 5.F on the latest filing (2021-03-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $3.5Bgross asset value as reported per fund; never fund size
SEC number: 801-57758
CRD: 108484
Filings on the tape: 22
First filed: Dec 14, 2011
Latest filed: Mar 5, 2021
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
THE COAST FUND L.P. (CIM)	Hedge Fund	$5.2B	May 15, 2013	1	Mar 30, 2012	dropped	n/a
THE COAST FUND L.P.	Hedge Fund	$3.4B	Mar 5, 2021	1	Mar 30, 2012	reported	n/a
COAST DIVERSIFIED MASTER FUND, LTD. (ONSHORE)	Hedge Fund	$132M	Aug 28, 2012	193	Mar 30, 2012	dropped	n/a
COAST INVESTMENT GRADE 2002-1, LIMITED	Securitized Asset Fund	$101M	Aug 28, 2012	18	Mar 30, 2012	dropped	n/a
SHAMUS, LLC	Other Private Fund	$74.3M	Mar 5, 2021	1	Dec 17, 2012	reported	n/a
COAST INVESTMENT GRADE 2001-1, LIMITED	Securitized Asset Fund	$50.5M	Aug 28, 2012	14	Mar 30, 2012	dropped	n/a
COAST DBZ STRATEGY INVESTMENTS LTD.	Hedge Fund	$30.6M	Aug 28, 2012	238	Mar 30, 2012	dropped	n/a
COAST CFO 2005-1, LTD	Hedge Fund	$24.9M	Aug 28, 2012	159	Mar 30, 2012	dropped	n/a
COAST CFO 2006-1, LTD.	Hedge Fund	$18.7M	Aug 28, 2012	159	Mar 30, 2012	dropped	n/a
COAST INVESTMENT GRADE 2000-1, LIMITED	Securitized Asset Fund	$17.3M	Aug 28, 2012	8	Mar 30, 2012	dropped	n/a
COAST PROPRIETARY CAPITAL, LLC	Hedge Fund	$15.9M	Mar 5, 2021	1	Mar 26, 2014	reported	n/a
COAST CFO 2006-2, LTD	Hedge Fund	$15.2M	Aug 28, 2012	159	Mar 30, 2012	dropped	n/a
COAST VALUE FUND I, LTD.	Hedge Fund	$13.2M	Mar 5, 2021	1	Mar 27, 2020	reported	n/a
THE COAST FUND L.P. (BSP)	Hedge Fund	$3.9M	Aug 28, 2012	11	Mar 30, 2012	dropped	n/a
COAST STRATEGIC FUND, LTD.	Hedge Fund	$3.7M	Feb 21, 2013	1	Aug 28, 2012	dropped	n/a
COAST DIVERSIFIED FUND II (HUB) LTD. (ONSHORE)	Hedge Fund	$3.0M	Aug 28, 2012	46	Mar 30, 2012	dropped	n/a
COAST DIVERSIFIED UNIT TRUST	Hedge Fund	$2.5M	Mar 28, 2013	1	Mar 28, 2013	dropped	n/a
COAST TROOB STRATEGY INVESTMENTS LTD	Hedge Fund	$658,768	Feb 21, 2013	396	Mar 30, 2012	dropped	n/a
COAST ATLANTIC FUND, LLC	Hedge Fund	$147,524	May 15, 2013	1	Mar 30, 2012	dropped	021-141902
COAST ATLANTIC FUND, LTD.	Hedge Fund	$129,465	May 15, 2013	1	Mar 30, 2012	dropped	021-160173
COAST SIGMA FUND, L.L.C.	Hedge Fund	$33,995	May 15, 2013	1	Mar 30, 2012	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLARK, LAURA, TRUEBA	SENIOR VICE PRESIDENT, PORTFOLIO MANAGER	Na	yes	03/2015	Mar 30, 2015	Mar 5, 2021
SMITH, DAVID, ELLISON	CHIEF EXECUTIVE OFFICER, PRESIDENT, MEMBER, MANAGER	E	yes	10/1999	Dec 14, 2011	Mar 5, 2021
TRAN, ANDREW, LAM	CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	12/2011	Mar 30, 2012	Mar 5, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COAST OFFSHORE MANAGEMENT (CAYMAN), LTD.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 5, 2021	$3.4B	$3.4B	10	6	0	4	$3.5B
2019	Mar 27, 2020	$3.5B	$3.5B	10	9	0	4	$3.5B
2018	Mar 26, 2019	$7.0B	$7.0B	10	9	1	3	$6.9B
2017	Mar 26, 2018	$6.3B	$6.3B	11	10	1	3	$6.3B
2016	Mar 27, 2017	$6.9B	$6.9B	12	11	n/a	3	$6.8B
2015	Mar 30, 2016	$5.7B	$5.7B	12	11	n/a	3	$5.7B
2014	Mar 30, 2015	$4.2B	$4.2B	13	11	n/a	3	$91.8M
2013	Mar 26, 2014	$9.1B	$9.1B	17	14	n/a	3	$9.1B
2012	Mar 28, 2013	$9.1B	$9.1B	18	15	n/a	7	$9.1B
2011	Mar 30, 2012	$15B	$15B	n/a	n/a	n/a	18	$11B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$3.4B	$3.5B	-2.2%	$6.3B	-18.2%	10	10	0	0

Relationships

Advises (21)

→ COAST VALUE FUND I, LTD.Private fundHedge Fund, IA
Mar 27, 2020 to presentfactForm ADV
→ SHAMUS, LLCPrivate fundOther Private Fund, IA
Dec 17, 2012 to presentfactForm ADV
→ COAST PROPRIETARY CAPITAL, LLCPrivate fundHedge Fund, IA
Mar 26, 2014 to presentfactForm ADV
→ THE COAST FUND L.P.Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ COAST SIGMA FUND, L.L.C.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to May 15, 2013factForm ADV
→ THE COAST FUND L.P. (CIM)Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to May 15, 2013factForm ADV
→ COAST ATLANTIC FUND, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to May 15, 2013factForm ADV
→ COAST ATLANTIC FUND, LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to May 15, 2013factForm ADV
→ COAST DIVERSIFIED UNIT TRUSTPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2013 to Mar 28, 2013factForm ADV
→ COAST TROOB STRATEGY INVESTMENTS LTDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Feb 21, 2013factForm ADV
→ COAST STRATEGIC FUND, LTD.Private fundHedge Fund, IA, no longer reported
Aug 28, 2012 to Feb 21, 2013factForm ADV
→ COAST CFO 2005-1, LTDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 28, 2012factForm ADV
→ COAST DIVERSIFIED MASTER FUND, LTD. (ONSHORE)Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 28, 2012factForm ADV
→ COAST CFO 2006-2, LTDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 28, 2012factForm ADV
→ COAST INVESTMENT GRADE 2002-1, LIMITEDPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Aug 28, 2012factForm ADV
→ COAST DBZ STRATEGY INVESTMENTS LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 28, 2012factForm ADV
→ COAST CFO 2006-1, LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 28, 2012factForm ADV
→ COAST INVESTMENT GRADE 2000-1, LIMITEDPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Aug 28, 2012factForm ADV
→ COAST DIVERSIFIED FUND II (HUB) LTD. (ONSHORE)Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 28, 2012factForm ADV
→ THE COAST FUND L.P. (BSP)Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 28, 2012factForm ADV
→ COAST INVESTMENT GRADE 2001-1, LIMITEDPrivate fundSecuritized Asset Fund, IA, no longer reported
Mar 30, 2012 to Aug 28, 2012factForm ADV

Controls (3)

← SMITH, DAVID, ELLISONOwnerCHIEF EXECUTIVE OFFICER, PRESIDENT, MEMBER, MANAGER, ownership code E, individual
Dec 14, 2011 to presentfactForm ADV
← CLARK, LAURA, TRUEBAOwnerSENIOR VICE PRESIDENT, PORTFOLIO MANAGER, ownership code NA, individual
Mar 30, 2015 to presentfactForm ADV
← TRAN, ANDREW, LAMOwnerCHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

Occurred
Mar 27, 2020
Regulatory AUM changed
Coast Asset Management, Llc reported RAUM $3.5B, down 50% from $7.0B (2019-10-11 to 2020-03-27)
Form ADVobserved 5 days ago
$-3.5B
Occurred
Oct 11, 2019
Control person left
Yayoi Gwendolyn Oikawa (Chief Compliance Officer) no longer on Schedule A of Coast Asset Management, Llc (listed 2019-03-26, absent 2019-10-11)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81e516d7-d0a8-2e44-214c-b6fe655e00fc
First observed: Dec 14, 2011
Last observed: Mar 5, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COAST ASSET MANAGEMENT, LLC

CRD 108484

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81e516d7-d0a8-2e44-214c-b6fe655e00fc

Data as of Mar 5, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

THE COAST FUND L.P. (CIM)

Hedge Fund

$5.2B

May 15, 2013

Mar 30, 2012

dropped

n/a

THE COAST FUND L.P.

Hedge Fund

$3.4B

Mar 5, 2021

Mar 30, 2012

reported

n/a

COAST DIVERSIFIED MASTER FUND, LTD. (ONSHORE)

Hedge Fund

$132M

Aug 28, 2012

193

Mar 30, 2012

dropped

n/a

COAST INVESTMENT GRADE 2002-1, LIMITED

Securitized Asset Fund

$101M

Aug 28, 2012

Mar 30, 2012

dropped

n/a

SHAMUS, LLC

Other Private Fund

$74.3M

Mar 5, 2021

Dec 17, 2012

reported

n/a

COAST INVESTMENT GRADE 2001-1, LIMITED

Securitized Asset Fund

$50.5M

Aug 28, 2012

Mar 30, 2012

dropped

n/a

COAST DBZ STRATEGY INVESTMENTS LTD.

Hedge Fund

$30.6M

Aug 28, 2012

238

Mar 30, 2012

dropped

n/a

COAST CFO 2005-1, LTD

Hedge Fund

$24.9M

Aug 28, 2012

159

Mar 30, 2012

dropped

n/a

COAST CFO 2006-1, LTD.

Hedge Fund

$18.7M

Aug 28, 2012

159

Mar 30, 2012

dropped

n/a

COAST INVESTMENT GRADE 2000-1, LIMITED

Securitized Asset Fund

$17.3M

Aug 28, 2012

Mar 30, 2012

dropped

n/a

COAST PROPRIETARY CAPITAL, LLC

Hedge Fund

$15.9M

Mar 5, 2021

Mar 26, 2014

reported

n/a

COAST CFO 2006-2, LTD

Hedge Fund

$15.2M

Aug 28, 2012

159

Mar 30, 2012

dropped

n/a

COAST VALUE FUND I, LTD.

Hedge Fund

$13.2M

Mar 5, 2021

Mar 27, 2020

reported

n/a

THE COAST FUND L.P. (BSP)

Hedge Fund

$3.9M

Aug 28, 2012

Mar 30, 2012

dropped

n/a

COAST STRATEGIC FUND, LTD.

Hedge Fund

$3.7M

Feb 21, 2013

Aug 28, 2012

dropped

n/a

COAST DIVERSIFIED FUND II (HUB) LTD. (ONSHORE)

Hedge Fund

$3.0M

Aug 28, 2012

Mar 30, 2012

dropped

n/a

COAST DIVERSIFIED UNIT TRUST

Hedge Fund

$2.5M

Mar 28, 2013

dropped

n/a

COAST TROOB STRATEGY INVESTMENTS LTD

Hedge Fund

$658,768

Feb 21, 2013

396

Mar 30, 2012

dropped

n/a

COAST ATLANTIC FUND, LLC

Hedge Fund

$147,524

May 15, 2013

Mar 30, 2012

dropped

021-141902

COAST ATLANTIC FUND, LTD.

Hedge Fund

$129,465

May 15, 2013

Mar 30, 2012

dropped

021-160173

COAST SIGMA FUND, L.L.C.

Hedge Fund

$33,995

May 15, 2013

Mar 30, 2012

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLARK, LAURA, TRUEBA

SENIOR VICE PRESIDENT, PORTFOLIO MANAGER

yes

03/2015

Mar 30, 2015

Mar 5, 2021

SMITH, DAVID, ELLISON

CHIEF EXECUTIVE OFFICER, PRESIDENT, MEMBER, MANAGER

yes

10/1999

Dec 14, 2011

Mar 5, 2021

TRAN, ANDREW, LAM

CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER

yes

12/2011

Mar 30, 2012

Mar 5, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COAST OFFSHORE MANAGEMENT (CAYMAN), LTD.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 5, 2021

$3.4B

$3.5B

2019

Mar 27, 2020

$3.5B

2018

Mar 26, 2019

$7.0B

$6.9B

2017

Mar 26, 2018

$6.3B

2016

Mar 27, 2017

$6.9B

n/a

$6.8B

2015

Mar 30, 2016

$5.7B

n/a

$5.7B

2014

Mar 30, 2015

$4.2B

n/a

$91.8M

2013

Mar 26, 2014

$9.1B

n/a

$9.1B

2012

Mar 28, 2013

$9.1B

n/a

$9.1B

2011

Mar 30, 2012

$15B

n/a

$11B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$3.4B

$3.5B

-2.2%

$6.3B

-18.2%