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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

Jose R Barajas

Advisor at J.P. MORGAN SECURITIES LLC

GLENDALE, CA

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Search this name across graphsid dfx:ria:81ea7f47-154c-4940-648e-213d1efc370b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 24, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 24, 2004
First registration: Apr 2, 2007
Dual registered: yes, broker-dealer
Other names: JOSE RAMON BARAJAS
IAPD individual key: 4826687

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	n/a	yes	GLENDALE, CA	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Oct 1, 2012	no	MONTEBELLO, CA\|BALDWIN PARK, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|MONTEREY PARK, CA\|LOS ANGELES, CA\|EL MONTE, CA\|LOS ANGELES, CA\|SAN PEDRO, CA\|SAN PEDRO, CA\|BELLFLOWER, CA\|DOWNEY, CA\|BELLFLOWER, CA\|ANAHEIM, CA\|ANAHEIM, CA\|DOWNEY, CA\|NORWALK, CA\|SANTA FE SPRINGS, CA\|WHITTIER, CA\|WHITTIER, CA\|FULLERTON, CA\|LA MIRADA, CA\|PARAMOUNT, CA\|ANAHEIM, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|ALHAMBRA, CA\|BELL, CA\|SOUTH PASADENA, CA\|LA CANADA, CA\|PICO RIVERA, CA\|LOS ANGELES, CA\|PASADENA, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|MONTROSE, CA\|LYNWOOD, CA\|PICO RIVERA, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|MONTEBELLO, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|LOS ANGELES, CA\|HUNTINGTON PARK, CA\|PICO RIVERA, CA\|SOUTH GATE, CA\|BELL GARDENS, CA\|PARAMOUNT, CA\|WHITTIER, CA\|DOWNEY, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Apr 2, 2007	May 2, 2009	no	TORRANCE, CA\|SAN PEDRO, CA\|SAN PEDRO, CA\|LONG BEACH, CA\|LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other

Relationships

Registered with (3)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Oct 1, 2012 to presentfactForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Oct 1, 2012factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 2, 2007 to May 2, 2009factForm ADV

Dated events

No dated event names this entity yet.