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S•••••• N••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

S•••••• N••• C•••••••

Advisor at M••••• G••••• A••••••• I•••

DENVER, CO | Delray Beach, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81eca5ce-4137-3a3e-514b-647de7795949

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 29, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Oct 25, 2024	n/a	yes	DENVER, CO\|Delray Beach, FL	Current employment
K•••• • C•••••••• L••	Former SEC adviser	Mar 9, 2017	Jan 27, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K•••• • C•••••••• L••	M••••• G••••• A••••••• I•••	Jan 27, 2025	Oct 25, 2024	-94	Firm change after gap	RIA to RIA
K•••• F•••••••• I••	K•••• • C•••••••• L••	Dec 31, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111131:285068:PA:2016-12-31	Dec 31, 2016	Mar 9, 2017	R•••••, PA	Firm change

Relationships

Registered with (4)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Oct 25, 2024 to presentfactForm ADV
→ K•••• • C•••••••• L••Registered adviserregistration: previous registration
Mar 9, 2017 to Jan 27, 2025factForm ADV
→ K•••• F•••••••• I••Registered adviserregistration: previous registration
Jul 31, 2014 to Dec 31, 2016factForm ADV
→ R••••• F•••••••• A•••••••• I•••

Dated events

Occurred
Jan 27, 2025
Advisor changed firm
S•••••• N••• C••••••• left K•••• • C•••••••• L•• for M••••• G••••• A••••••• I••• (registered 2024-10-25)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81eca5ce-4137-3a3e-514b-647de7795949
First observed: Jan 24, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.