DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Sep 1, 2023 | n/a | yes | KANSAS CITY, MO | Current employment |
| S•••••••• F••••••••• I••• | Former SEC adviser | Nov 15, 2011 | Sep 1, 2023 | no | KANSAS CITY, MO|CHESTERFIELD, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• F••••••••• I••• | O•••• W•••••• I••• | Sep 1, 2023 | Sep 1, 2023 | 0 | Bulk transfer | Ibd to ibd |
| N••• F•••••••• G••••• I••• | S•••••••• F••••••••• I••• | Nov 16, 2011 | Nov 15, 2011 |
| N••• F•••••••• G••••• I••• | Former SEC adviser | Jan 30, 2009 | Nov 16, 2011 | no | HOUSTON, TX|KANSAS CITY, MO | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Aug 18, 2006 | Feb 11, 2009 | no | LEAWOOD, KS | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Feb 6, 2002 | Aug 21, 2006 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| -1 |
| Firm change |
| Other |
| U•• F•••••••• S••••••• I••• | N••• F•••••••• G••••• I••• | Feb 11, 2009 | Jan 30, 2009 | -12 | Firm change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | U•• F•••••••• S••••••• I••• | Aug 21, 2006 | Aug 18, 2006 | -3 | Firm change | Other |