DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at INDEPENDENCE CAPITAL CO., INC.
PARMA, OH | St. Augustine, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENCE CAPITAL CO., INC. | Independent wealth | Oct 27, 2009 | n/a | yes | PARMA, OH|PARMA, OH|St. Augustine, FL | Current employment |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Aug 7, 2006 | Oct 6, 2009 | no | TOLEDO, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WALNUT STREET SECURITIES, INC. | INDEPENDENCE CAPITAL CO., INC. | Oct 6, 2009 | Oct 27, 2009 | 21 | Firm change | Other |