DFX Intelligence

W•• A•••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

W•• A•••••••• I••

CRD 300351

PALM BEACH GARDENS, FL

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Data as of Mar 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 0
Observed: Apr 18, 2019 to Mar 22, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $267M••• Locked
Discretionary RAUM: $267M
Private client RAUM: $259Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $66.7Mderived

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W••••• D••••• S••••••	DIRECTOR AND PRESIDENT	Na	yes	12/2018	Apr 18, 2019	Apr 30, 2024
W•••• I••••••••• N••••••• I•••	Shareholder	E	yes	12/2018	Apr 18, 2019	Apr 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•• S••••••••• I•••	n/a	Bd affiliated wealth	$4.8B	N	yes	n/a
M•••• C••••••• C•••••• C•••	n/a	Bd affiliated wealth	$4.1B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Williamsburg	Va	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 22, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$267M	$239M	11.9%	$300M	-3.8%	4	4	0	1

Relationships

Affiliated with (4)

← G•• S••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
← M•••• C••••••• A••••••• S••••••Registered adviserother investment adviser, common control
factForm ADV
→ G•• S••••••••• I•••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserother investment adviser, broker-dealer, common control

Dated events

Order

Occurred
22 Mar 2026
Ria office closed
••• Locked
Form ADV
Occurred
17 Mar 2023
Regulatory AUM changed
••• Locked
Form ADV
down $179M
Occurred
28 Mar 2022
Regulatory AUM changed
••• Locked
Form ADV
$271M
Occurred
25 Mar 2021
Regulatory AUM changed
••• Locked
Form ADV
$144M
Occurred
18 Apr 2019
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 18, 2019
Last observed: Mar 22, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.